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Mahan James S III 的 Form 4 申報

Live Oak Bancshares, Inc.(LOB),2026/2/27 申報

申報編號
0001036743-26-000009
申報時間
2026/2/27
交易日
2026/2/25-2/26
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $78.7 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mahan James S IIICIK 0001036743董事、高階主管(執行長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2026/2/25Voting Common StockS賣出處分−7,463$39.21F2−$292,624.233,000,381間接
2026/2/25Voting Common StockS賣出處分−2,537$39.65F3−$100,592.052,997,844間接
2026/2/26Voting Common StockS賣出處分−8,754$39.29F4−$343,944.662,989,090間接
2026/2/26Voting Common StockS賣出處分−1,246$40.00F5−$49,8402,987,844間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $38.61 to $39.60. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $39.61 to $39.755. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $38.725 to $39.66. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $39.795 to $40.16. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)