Mohr Marshall 的 Form 4 申報
Intuitive Surgical Inc（ISRG），2024/2/29 申報
- 申報編號
- 0001035267-24-000087
- 申報時間
- 2024/2/29
- 交易日
- 2024/2/28-2/29
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 22 筆非衍生性交易、11 筆衍生性交易。公開市場賣出合計 $4,189 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mohr MarshallCIK 0001252986 | 高階主管（Executive VP Global Business S） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/28 | Common Stock | M行使選擇權取得 | +13,530 | $242.34 | +$3,278,860.2 | 40,407 | 直接 | |
| 2024/2/28 | Common Stock | S賣出處分 | −13,530 | $385.08F2 | −$5,210,132.4 | 26,877 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權取得 | +13,530 | $177.99 | +$2,408,204.7 | 40,407 | 直接 | |
| 2024/2/28 | Common Stock | S賣出處分 | −13,530 | $385.08F2 | −$5,210,132.4 | 26,877 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權取得 | +10,500 | $166.62 | +$1,749,510 | 37,377 | 直接 | |
| 2024/2/28 | Common Stock | S賣出處分 | −10,500 | $385.08F2 | −$4,043,340 | 26,877 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權取得 | +12,750 | $174.26 | +$2,221,815 | 39,627 | 直接 | |
| 2024/2/28 | Common Stock | S賣出處分 | −12,750 | $385.08F2 | −$4,909,770 | 26,877 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權取得 | +12,750 | $139.52 | +$1,778,880 | 39,627 | 直接 | |
| 2024/2/28 | Common Stock | S賣出處分 | −12,750 | $385.08F2 | −$4,909,770 | 26,877 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權取得 | +22,500 | $109.49 | +$2,463,525 | 49,377 | 直接 | |
| 2024/2/28 | Common Stock | S賣出處分 | −14,620 | $385.09F3 | −$5,630,015.8 | 34,757 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權取得 | +22,500 | $79.64 | +$1,791,900 | 57,257 | 直接 | |
| 2024/2/28 | Common Stock | S賣出處分 | −13,750 | $385.08F4 | −$5,294,850 | 43,507 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權取得 | +11,250 | $77.00 | +$866,250 | 54,757 | 直接 | |
| 2024/2/28 | Common Stock | S賣出處分 | −6,860 | $385.08F5 | −$2,641,648.8 | 47,897 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權取得 | +10,500 | $182.83 | +$1,919,715 | 58,397 | 直接 | |
| 2024/2/28 | Common Stock | S賣出處分 | −10,500 | $385.08F2 | −$4,043,340 | 47,897 | 直接 | |
| 2024/2/29 | Common Stock | M行使選擇權取得 | +2,253 | $0.00 | $0 | 50,150 | 直接 | |
| 2024/2/29 | Common Stock | F扣股繳稅處分 | −1,142 | $386.59 | −$441,485.78 | 49,008 | 直接 | |
| 2024/2/29 | Common Stock | M行使選擇權取得 | +1,003 | $0.00 | $0 | 50,011 | 直接 | |
| 2024/2/29 | Common Stock | F扣股繳稅處分 | −509 | $386.59 | −$196,774.31 | 49,502 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/28 | Common Stock | M行使選擇權處分 | −11,250 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權處分 | −22,500 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權處分 | −22,500 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權處分 | −12,750 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權處分 | −10,500 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權處分 | −12,750 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權處分 | −13,530 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權處分 | −10,500 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/28 | Common Stock | M行使選擇權處分 | −13,530 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/29 | Common Stock | M行使選擇權處分 | −2,253 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/29 | Common Stock | M行使選擇權處分 | −1,003 | $0.00 | $0 | 2,004 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $383.56 to $386.01 as follows: 9,629 shares sold at $383.56 to $384.54; 57,452 shares sold at $384.59 to $385.59; and 6,479 shares sold at $385.61 to $386.01. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 6 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $383.85 to $385.97 as follows: 3,620 shares sold at $383.85 to $384.82; 10,760 shares sold at $384.87 to $385.85; and 240 shares sold at $385.90 to $386.01. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $383.85 to $385.97 as follows: 3,390 shares sold at $383.85 to $384.82; 10,116 shares sold at $384.87 to $385.79; and 244 shares sold at $385.90 to $385.97. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $383.85 to $385.97 as follows: 1,574 shares sold at $383.85 to $384.73; 5,144 shares sold at $384.87 to $385.79; and 142 shares sold at $385.90 to $385.97. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。