Rubash Mark J 的 Form 4 申報
Intuitive Surgical Inc（ISRG），2023/4/24 申報
- 申報編號
- 0001035267-23-000105
- 申報時間
- 2023/4/24
- 交易日
- 2023/4/21
- 申報延遲
- 3 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 10 筆非衍生性交易、20 筆衍生性交易。公開市場賣出合計 $50.1 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rubash Mark JCIK 0001209186 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/21 | Common Stock | M行使選擇權取得 | +463 | $90.49 | +$41,896.87 | 15,463 | 直接 | |
| 2023/4/21 | Common Stock | S賣出處分 | −463 | $297.89F2 | −$137,923.07 | 15,000 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權取得 | +173 | $71.32 | +$12,338.36 | 15,173 | 直接 | |
| 2023/4/21 | Common Stock | S賣出處分 | −173 | $297.89F2 | −$51,534.97 | 15,000 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權取得 | +349 | $71.32 | +$24,890.68 | 15,349 | 直接 | |
| 2023/4/21 | Common Stock | S賣出處分 | −349 | $297.93F3 | −$103,977.57 | 15,000 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權取得 | +349 | $71.32 | +$24,890.68 | 15,349 | 直接 | |
| 2023/4/21 | Common Stock | S賣出處分 | −349 | $297.94F4 | −$103,981.06 | 15,000 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權取得 | +349 | $71.32 | +$24,890.68 | 15,349 | 直接 | |
| 2023/4/21 | Common Stock | S賣出處分 | −349 | $297.94F5 | −$103,981.06 | 15,000 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/21 | Common Stock | M行使選擇權處分 | −173 | $0.00 | $0 | 1,570 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −349 | $0.00 | $0 | 1,221 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −349 | $0.00 | $0 | 872 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −349 | $0.00 | $0 | 523 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −927 | $0.00 | $0 | 3,708 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −927 | $0.00 | $0 | 2,781 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −927 | $0.00 | $0 | 1,854 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −463 | $0.00 | $0 | 1,391 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −598 | $0.00 | $0 | 2,390 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −598 | $0.00 | $0 | 1,792 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −598 | $0.00 | $0 | 1,194 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −299 | $0.00 | $0 | 895 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −460 | $0.00 | $0 | 1,838 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −460 | $0.00 | $0 | 1,378 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −460 | $0.00 | $0 | 918 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −230 | $0.00 | $0 | 688 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −472 | $0.00 | $0 | 1,886 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −472 | $0.00 | $0 | 1,414 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −472 | $0.00 | $0 | 942 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −235 | $0.00 | $0 | 707 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $296.45 to $299.15 as follows: 275 shares sold at $296.45 to $297.41; 888 shares sold at $297.48 to $298.48; and 237 shares sold at $298.50 to $299.15. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $296.62 to $299.27 as follows: 638 shares sold at $296.62 to $297.49; 1,718 shares sold at $297.68 to $298.67; and 450 shares sold at $298.69 to $299.27. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $296.60 to $299.28 as follows: 638 shares sold at $296.60 to $297.51; 1,768 shares sold at $297.72 to $298.69; and 400 shares sold at $298.74 to $299.28. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $296.60 to $299.27 as follows: 638 shares sold at $296.60 to $297.49; 1,768 shares sold at $297.73 to $298.69; and 400 shares sold at $298.74 to $299.27. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。