Rusckowski Stephen H 的 Form 4 申報
Quest Diagnostics Inc（DGX），2021/7/30 申報
- 申報編號
- 0001022079-21-000117
- 申報時間
- 2021/7/30
- 交易日
- 2021/7/28-7/29
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,092 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rusckowski Stephen HCIK 0001142624 | 董事、高階主管（董事長、執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/28 | Common Stock | M行使選擇權取得 | +139,751 | $95.80 | +$13,388,145.8 | 424,178 | 直接 | |
| 2021/7/28 | Common Stock | S賣出處分 | −139,751 | $140.14F2 | −$19,584,705.14 | 284,427 | 直接 | |
| 2021/7/29 | Common Stock | M行使選擇權取得 | +5,300 | $95.80 | +$507,740 | 289,727 | 直接 | |
| 2021/7/29 | Common Stock | S賣出處分 | −5,300 | $140.59F3 | −$745,127 | 284,427 | 直接 | |
| 2021/7/29 | Common Stock | M行使選擇權取得 | +4,193 | $95.80 | +$401,689.4 | 288,620 | 直接 | |
| 2021/7/29 | Common Stock | S賣出處分 | −4,193 | $141.22F4 | −$592,135.46 | 284,427 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/28 | Common Stock | M行使選擇權處分 | −139,751 | $95.80 | −$13,388,145.8 | 9,493 | 直接 | |
| 2021/7/29 | Common Stock | M行使選擇權處分 | −5,300 | $95.80 | −$507,740 | 4,193 | 直接 | |
| 2021/7/29 | Common Stock | M行使選擇權處分 | −4,193 | $95.80 | −$401,689.4 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $140.00 to $140.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $140.06 to $141.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $141.06 to $141.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。