Kaufman Michael A 的 Form 4/A 修正申報
修正Agilysys Inc（AGYS），2023/12/15 申報
- 申報編號
- 0001019056-23-000429
- 申報時間
- 2023/12/15 17:59 ET
- 交易日
- 2023/12/1-12/5
- 申報延遲
- 14 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2023/12/6
這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $882.9 萬。交易後 14 天申報。
這份修正申報取代了 0001019056-23-000406（2023/12/6 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Kaufman Michael ACIK 0001426157 | 董事、持股 10% 以上大股東 |
| Mak Capital One LLCCIK 0001385702 | 持股 10% 以上大股東 |
| MAK Capital Fund LPCIK 0001426156 | 持股 10% 以上大股東 |
| MAK Capital Distressed Debt Fund I, LPCIK 0001760572 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/1 | Common Stock | S賣出處分 | −64,367 | $87.11 | −$5,606,912.82 | 3,635,780 | 間接 | |
| 2023/12/4 | Common Stock | S賣出處分 | −20,925 | $87.70 | −$1,835,153.89 | 3,614,855 | 間接 | |
| 2023/12/5 | Common Stock | S賣出處分 | −16,078 | $86.27 | −$1,387,018.51 | 3,598,777 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.
- F2
MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.
- F3
53,360 shares were sold by MAK Fund and 11,007 shares were sold by MAK CDD.
- F4
17,347 shares were sold by MAK Fund and 3,578 shares were sold by MAK CDD.
- F5
13,329 shares were sold by MAK Fund and 2,749 shares were sold by MAK CDD.
備註
*The reported price is a weighted average price. The Reporting Persons undertake to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.