Bartholdson John A. 的 Form 4 申報
Lincoln Educational Services Corp（LINC），2023/6/16 申報
- 申報編號
- 0001019056-23-000274
- 申報時間
- 2023/6/16 16:00 ET
- 交易日
- 2023/6/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $124.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bartholdson John A.CIK 0001382909 | 董事、持股 10% 以上大股東 |
| Michas Alexis PCIK 0001044005 | 持股 10% 以上大股東 |
| Juniper Targeted Opportunities, LPCIK 0001680619 | 持股 10% 以上大股東 |
| Juniper Investment Company, LLCCIK 0001794034 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/14 | Common Stock, no par value per share | S賣出處分 | −194,312 | $6.41F1 | −$1,245,539.92 | 2,076,870 | 間接 | |
| 2023/6/14 | Common Stock, no par value per share | J其他處分 | −470,647 | –F3 | – | 1,606,223 | 間接 | |
| 2023/6/14 | Common Stock, no par value per share | J其他取得 | +289,916 | –F4 | – | 306,309 | 間接 | |
| 2023/6/14 | Common Stock, no par value per share | J其他取得 | +144,963 | –F5 | – | 193,965 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the weighted average per share price with a range from $6.25 and $6.53. The reporting person undertakes to provide details of the trades to the Issuer or the Securities and Exchange Commission upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
On June 14, 2023, Juniper Targeted Opportunities distributed, for no consideration, 470,647 shares of Common Stock to its general partner, Juniper Targeted Opportunity Investors, LLC ("General Partner"), in an amount equal to the General Partner's pro rata interest in the shares held by Juniper Targeted Opportunities. On the same date, the General Partner, distributed, for no consideration, the shares of Common Stock it received from the Juniper Targeted Opportunities distribution to its members in an amount equal to each such member's pro rata interest in such shares. Mr. Michas received 289,926 shares of Common Stock in such distribution. Mr. Bartholdson received 144,963 shares of Common Stock in such distribution.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Shares distributed for no consideration to Mr. Michas. See footnote 3 above.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Shares distributed for no consideration to Mr. Bartholdson. See footnote 3 above.
表 I 有 1 筆交易的價格引用這則附註。