Smith David D 的 Form 4/A 修正申報
修正Sinclair, Inc.SBGI，2026/3/12 申報
- 申報編號
- 0001016817-26-000002
- 申報時間
- 2026/3/12
- 交易日
- 2025/3/28
- 申報延遲
- 349 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2025/4/1
這份申報列了 1 筆非衍生性交易、8 筆衍生性交易。公開市場買進合計 $150.0 萬。交易後 349 天申報。
這份修正申報取代了 0001250842-25-000025（2025/4/1 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Smith David DCIK 0001016817 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/28 | Class A Common Stock | P買進取得 | +97,285 | $15.42F1 | +$1,500,134.7 | 1,380,525 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/28 | Class B Common Stock | G贈與處分 | −373,700 | $0.00 | $0 | 2,537,372 | 直接 | |
| 2025/3/28 | Class B Common Stock | A公司授予取得 | +373,700 | $0.00 | $0 | 373,700 | 間接 | |
| 2025/3/28 | Class B Common Stock | G贈與處分 | −373,700 | $0.00 | $0 | 2,163,672 | 直接 | |
| 2025/3/28 | Class B Common Stock | A公司授予取得 | +373,700 | $0.00 | $0 | 373,700 | 間接 | |
| 2025/3/28 | Class B Common Stock | G贈與處分 | −373,700 | $0.00 | $0 | 1,789,972 | 直接 | |
| 2025/3/28 | Class B Common Stock | A公司授予取得 | +373,700 | $0.00 | $0 | 373,700 | 間接 | |
| 2025/3/28 | Class B Common Stock | G贈與處分 | −373,700 | $0.00 | $0 | 1,416,272 | 直接 | |
| 2025/3/28 | Class B Common Stock | A公司授予取得 | +373,700 | $0.00 | $0 | 373,700 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The purchase price is a weighted average for the purchase reported. The range of prices for this purchase was $15.32-$15.50. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The Reporting Person also directly owns (i) 1,416,272 shares of Class B Common Stock, (ii) 398,229 shares of Class A Common Stock issued as Restricted Stock, and (iii) 18,815.923349 shares of Class A Common Stock held in a 401(k) unitized stock fund. He indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 4,000,000 shares of Class B Common Stock held by trusts f/b/o family members, (iv) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (v) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc. which the Reporting Person controls, but does not derive benefit.
- F3
Gift to Trust f/b/o Reporting Person's child.
- F4
The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.
- F5
After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 1,416,272 shares of Class B Common Stock.
- F6
Reporting Person also directly owns (i) 1,380,525 shares of Class A Common Stock (ii) 398,229 shares of Class A Common Stock issued as Restricted Stock, and (iii) 18,823.964222 shares of Class A Common Stock held in a 40l(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person f/b/o family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o of David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.
- F7
Acquired by gift from Reporting Person.
- F8
The Reporting Person has the right to substitute the corpus of the trust.
備註
This amendment is being filed solely to correct a ministerial error in the original Form 4. Due to an inadvertent omission, the acquisition of 97,285 Class A Shares was not reported in the original filing, although it was intended to be included.