LCG Holdings LLC 的 Form 4/A 修正申報
修正Fintech Acquisition Corp V（FTCV），2021/7/1 申報
- 申報編號
- 0001013594-21-000564
- 申報時間
- 2021/7/1 18:47 ET
- 交易日
- 2021/6/28
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/6/29
這份申報列了 6 筆衍生性交易。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| LCG Holdings LLCCIK 0001270742 | 持股 10% 以上大股東 |
| Luxor Capital Group, LPCIK 0001316580 | 持股 10% 以上大股東 |
| Luxor Capital Partners Offshore LtdCIK 0001356913 | 持股 10% 以上大股東 |
| Luxor Capital Partners, LPCIK 0001393021 | 持股 10% 以上大股東 |
| Luxor Wavefront, LPCIK 0001479129 | 持股 10% 以上大股東 |
| Luxor Capital Partners Long, LPCIK 0001808659 | 持股 10% 以上大股東 |
| Luxor Capital Partners Long Offshore, Ltd.CIK 0001843765 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/28 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +27,000 | $2.80 | +$75,600 | 27,000 | 間接 | |
| 2021/6/28 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +27,000 | $2.80 | +$75,600 | 27,000 | 間接 | |
| 2021/6/28 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +6,000 | $2.80 | +$16,800 | 6,000 | 間接 | |
| 2021/6/28 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +6,000 | $2.80 | +$16,800 | 6,000 | 間接 | |
| 2021/6/28 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +17,000 | $2.80 | +$47,600 | 17,000 | 間接 | |
| 2021/6/28 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +17,000 | $2.80 | +$47,600 | 17,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This Form 4 is filed jointly by Luxor Capital Group, LP ("Luxor Capital Group"), Luxor Capital Partners, LP ("Onshore Fund"), Luxor Capital Partners Offshore, Ltd. ("Offshore Feeder Fund"), Luxor Wavefront, LP ("Wavefront Fund"), Luxor Capital Partners Long, LP ("Long Onshore Fund"), Luxor Capital Partners Long Offshore, Ltd. ("Long Offshore Feeder Fund"), LCG Holdings, LLC ("LCG Holdings"), Luxor Management, LLC ("Luxor Management") and Christian Leone (collectively, the "Reporting Persons").
- F2
Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
- F3
Securities owned directly by Onshore Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Onshore Fund, may be deemed to beneficially own the securities owned directly by Onshore Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Onshore Fund.
- F4
Securities owned directly by Wavefront Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Wavefront Fund, may be deemed to beneficially own the securities owned directly by Wavefront Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Wavefront Fund.
- F5
Securities owned directly by Luxor Capital Partners Offshore Master Fund, LP ("Offshore Master Fund"). Offshore Feeder Fund, as the owner of a controlling interest in Offshore Master Fund, may be deemed to beneficially own the securities owned directly by Offshore Master Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Offshore Master Fund, may be deemed to beneficially own the securities owned directly by Offshore Master Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Offshore Master Fund.
- F6
For consistency the "Number of Derivative Securities Acquired" as reported in column 5 of Table II and the "Number of derivative Securities Beneficially Owned following Reported Transaction" as reported in column 9 of Table II are reported based on underlying holdings for each transaction and should be divided by 100 for purposes of calculating the number of derivative securities held by the applicable Reporting Person.
- F7
On June 29, 2021, the Reporting Persons filed a Form 4 which inadvertently omitted three transactions in call options on June 28, 2021. Table II reflects those three transactions as well as updates to columns 6 and 9 with respect to the three transactions in call options originally included in that Form 4.