Diamondback Energy, Inc. 的 Form 4 申報
Viper Energy, Inc.（VNOM），2024/3/8 申報
- 申報編號
- 0001011438-24-000283
- 申報時間
- 2024/3/8
- 交易日
- 2018/5/10-2024/3/8
- 申報延遲
- 2,129 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、12 筆衍生性交易。公開市場賣出合計 $4.51 億。交易後 2129 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Diamondback Energy, Inc.CIK 0001539838 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2018/5/10 | Common Units representing limited partner interests | D交回公司處分 | −73,150,000 | –F1,F2 | – | 0 | 直接 | |
| 2018/5/10 | Common Units representing limited partner interests | M行使選擇權取得 | +731,500 | –F2 | – | 731,500 | 直接 | |
| 2023/10/31 | Common Units representing limited partner interests | M行使選擇權取得 | +7,215,007 | $27.72F4 | +$199,999,994.04 | 7,946,507 | 直接 | |
| 2024/3/8 | Class A Common Stock | M行使選擇權取得 | +5,278,493 | –F2,F5,F6 | – | 13,225,000 | 直接 | |
| 2024/3/8 | Class A Common Stock | S賣出處分 | −13,225,000 | $34.13 | −$451,369,250 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2018/5/10 | Common Units | A公司授予取得 | +73,150,000 | –F1,F2 | – | 73,150,000 | 直接 | |
| 2018/5/10 | Common Units | A公司授予取得 | +73,150,000 | –F1,F2 | – | 73,150,000 | 直接 | |
| 2018/5/10 | Common Units | M行使選擇權處分 | −731,500 | –F2 | – | 72,418,500 | 直接 | |
| 2018/5/10 | Common Units | M行使選擇權處分 | −731,500 | –F2 | – | 72,418,500 | 直接 | |
| 2019/10/1 | Common Units | A公司授予取得 | +82,643,418 | –F2,F7 | – | 82,643,418 | 直接 | |
| 2019/10/1 | Common Units | A公司授予取得 | +82,643,418 | –F2,F7 | – | 82,643,418 | 直接 | |
| 2019/10/1 | Common Units | A公司授予取得 | +8,066,528 | –F2,F7 | – | 8,066,528 | 間接 | |
| 2019/10/1 | Common Units | A公司授予取得 | +73,150,000 | –F2,F7 | – | 8,066,528 | 間接 | |
| 2023/9/4 | Common Units | D交回公司處分 | −7,215,007 | –F4 | – | 7,215,007 | 直接 | |
| 2023/10/31 | Common Units | M行使選擇權處分 | −7,215,007 | –F4 | – | 0 | 直接 | |
| 2024/3/8 | Class A Common Stock | M行使選擇權處分 | −5,278,493 | –F2,F5 | – | 77,364,925 | 直接 | |
| 2024/3/8 | Class A Common Stock | M行使選擇權處分 | −5,278,493 | –F2,F5 | – | 77,364,925 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Effective on May 10, 2018, Diamondback Energy, Inc.(the "Reporting Person") delivered and assigned to Viper Energy Partners LP (a predecessor of Viper Energy, Inc., collectively, the "Issuer"), a subsidiary that is primarily controlled by the Reporting Person, 73,150,000 common units representing limited partnership interests (the "Common Units") that the Reporting Person owned in exchange for (i) 73,150,000 of the Issuer's newly-issued Class B units representing limited partnership units (the "Class B Units") and (ii) 73,150,000 newly-issued units of the Operating Company ("OpCo Units") of Viper Energy Partners LLC, as defined below (the "Recapitalization").
表 I 有 1 筆、表 II 有 2 筆交易的價格引用這則附註。
- F2
Following the Recapitalization, each Class B Unit and each OpCo Unit were together convertible and exchangeable into one Common Unit of Viper Energy Partners LP. Following the Conversion, as defined below, one share of Class B common stock, par value $0.000001 per share (the "Class B Common Stock") and each OpCo Unit were together convertible and exchangeable into one share of Class A common stock, par value $0.000001 per share (the "Class A Common Stock") of the Issuer.
表 I 有 3 筆、表 II 有 10 筆交易的價格引用這則附註。
- F4
On September 4, 2023, the Reporting Person granted the Issuer a right to sell up to 7,215,007 Common Units to the Reporting Person at a fixed price of $27.72, which the Issuer was permitted to exercise until a certain acquisition closed. The Issuer exercised its right to sell Common Units to the Reporting Person on October 31, 2023.
表 I 有 1 筆、表 II 有 2 筆交易的價格引用這則附註。
- F5
On March 8, 2024, the Reporting Person converted and exchanged 5,278,493 Class B Shares and OpCo Units in connection with the Reporting Person's registered offering of Class A Common Stock, which included 11,500,000 shares of Class A Common Stock sold by the Reporting Person to the underwriters in the firm offering and shares of Class A Common Stock subject to the underwriters' option to purchase 1,725,000 additional shares of Class A Common Stock, which option was exercised in full by the underwriters, and the offering of both firm and optional shares closed on March 8, 2024.
表 I 有 1 筆、表 II 有 2 筆交易的價格引用這則附註。
- F6
On November 13, 2023, the Issuer converted its form to that of a corporation (the "Conversion"), and each Common Unit became one share of Class A Common Stock, each Class B Common Unit became one share Class B Common Stock, and each unit of the Operating Company was now exchangeable, together with a share of Class B Common Stock into one share of Class A Common Stock. The Conversion was a change in form of the Issuer without any change in the pecuniary interest of the Reporting Person.
表 I 有 1 筆交易的價格引用這則附註。
- F7
On October 1, 2019, Viper Energy Partners LP completed the acquisition of certain mineral and royalty interests from subsidiaries of the Reporting Person in exchange for 10,244,918 OpCo Units and Class B Units newly issued to the Reporting Person, 8,066,528 OpCo Units and Class B Units newly issued to a wholly owned subsidiary of the Reporting Person and $190.2 million in cash.
表 II 有 4 筆交易的價格引用這則附註。
備註
By virtue of the Reporting Person's representation on the Board of Directors of Viper Energy, Inc. (the "Issuer"), for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person is deemed a director by deputization of the Issuer.