Malka Meyer 的 Form 4 申報
Robinhood Markets, Inc.（HOOD），2025/3/3 申報
- 申報編號
- 0000950170-25-030980
- 申報時間
- 2025/3/3
- 交易日
- 2025/2/27-2/28
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 1 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $322.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Malka MeyerCIK 0001571355 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/2/28 | Class A Common Stock | S賣出處分 | −64,951 | $49.64F3 | −$3,224,167.64 | 3,235,585 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.48 to $49.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F7
On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.
表 II 有 3 筆交易的價格引用這則附註。
- F8
Represents (i) warrants to purchase 1,405,827 shares of the Common Stock at the Warrant Strike Price held directly by Bullfrog, for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of the Common Stock at the Warrant Strike Price held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of the securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the securities are beneficially owned by him for Section 16 or any other purpose.
表 II 有 3 筆交易的價格引用這則附註。