Mak Capital One LLC 的 Form 4 申報
Agilysys IncAGYS，2024/12/17 申報
- 申報編號
- 0000950170-24-137456
- 申報時間
- 2024/12/17 18:20 ET
- 交易日
- 2024/12/3
- 申報延遲
- 14 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 2 筆衍生性交易。交易後 14 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mak Capital One LLCCIK 0001385702 | 董事 |
| MAK Capital Fund LPCIK 0001426156 | 董事 |
| Kaufman Michael ACIK 0001426157 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On December 3, 2024, MAK Capital Fund LP ("MAK Fund"), an affiliate of MAK Capital One LLC ("MAK Capital"), entered into a "zero-cost collar" arrangement (the "Contract") with an unaffiliated broker-dealer on the common stock, without par value, (the "Shares") of Agilysys, Inc. (the "Issuer"). Pursuant to the Contract, which included an initial hedge period that ended on December 15, 2024, MAK Fund wrote European call options and purchased European put options on 327,600 Shares. Only one of such options can be in-the-money on the applicable expiration date(s). On such dates, the Contract is expected to be physically settled by delivery of the Shares unless MAK Fund elects to pay cash to settle its obligations, if any, under the Contract.
表 II 有 2 筆交易的價格引用這則附註。
- F2
The Contract will expire in 16 equal increments in respect of 20,475 Shares each over a series of expiration dates expected to commence on March 3, 2026.
表 II 有 2 筆交易的價格引用這則附註。
- F3
On the final expiration date: (i) the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Shares on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; (ii) the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and (iii) the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price; provided that the applicable option buyer may elect to exercise the applicable options on the relevant expiration date regardless of whether or not the applicable options are in-the-money.
表 II 有 2 筆交易的價格引用這則附註。
備註
* The Reporting Persons undertake to provide to the Issuer and the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold by the broker-dealer at each separate price. Mr. Kaufman has been deputized to represent MAK Fund and MAK Capital on the board of directors of the Issuer. By virtue of Mr. Kaufman's representation, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of MAK Fund and MAK Capital may be deemed directors by deputization of the Issuer.