Lores Enrique 的 Form 4 申報
HP Inc（HPQ），2024/12/10 申報
- 申報編號
- 0000950170-24-135132
- 申報時間
- 2024/12/10
- 交易日
- 2024/12/7-12/9
- 申報延遲
- 3 天
- 10b5-1 計畫
- 有勾選
這份申報列了 4 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $499.7 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lores EnriqueCIK 0001656242 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/7 | Common Stock | M行使選擇權取得 | +169,612 | $0.00 | $0 | 200,958 | 直接 | |
| 2024/12/7 | Common Stock | F扣股繳稅處分 | −80,343 | $36.20 | −$2,908,416.6 | 120,615 | 直接 | |
| 2024/12/9 | Common Stock | M行使選擇權取得 | +105,751 | $28.48 | +$3,011,788.48 | 226,366 | 直接 | |
| 2024/12/9 | Common Stock | S賣出處分 | −137,094 | $36.45F3 | −$4,997,076.3 | 89,272 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.145-$36.755, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
As previously reported, on 12/7/2021, the reporting person was granted 120,676 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 4,119 vested dividend equivalent rights.
表 II 有 1 筆交易的價格引用這則附註。
- F7
As previously reported, on 12/8/2022, the reporting person was granted 180,126 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 4,291 vested dividend equivalent rights.
表 II 有 1 筆交易的價格引用這則附註。
- F8
As previously reported, on 12/19/2023, the reporting person was granted 178,336 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,489 vested dividend equivalent rights.
表 II 有 1 筆交易的價格引用這則附註。