Covenant Rha Partners, L.P. 的 Form 4 申報
Ridgepost Capital, Inc.RPC，2024/12/6 申報
- 申報編號
- 0000950170-24-134284
- 申報時間
- 2024/12/6 19:54 ET
- 交易日
- 2024/12/4-12/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $604.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Covenant Rha Partners, L.P.CIK 0001274195 | 持股 10% 以上大股東、其他：See Remarks |
| Webb C ClarkCIK 0001694507 | 持股 10% 以上大股東、其他：See Remarks |
| Alpert Robert HCIK 0001694574 | 持股 10% 以上大股東、其他：See Remarks |
| CCW/LAW Holdings, LLCCIK 0001694778 | 持股 10% 以上大股東、其他：See Remarks |
| 210 Capital, LLCCIK 0001694780 | 持股 10% 以上大股東、其他：See Remarks |
| RHA Investments, Inc.CIK 0001694781 | 持股 10% 以上大股東、其他：See Remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/4 | Class A Common Stock | S賣出處分 | −213,500 | $13.91F4 | −$2,968,931 | 300,000 | 間接 | |
| 2024/12/4 | Class A Common Stock | C轉換取得 | +700,000 | –F6,F7 | – | 1,000,000 | 間接 | |
| 2024/12/5 | Class A Common Stock | S賣出處分 | −130,000 | $13.89F8 | −$1,806,168 | 870,000 | 間接 | |
| 2024/12/6 | Class A Common Stock | S賣出處分 | −95,000 | $13.38F9 | −$1,270,986 | 775,000 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/4 | Class A Common Stock | C轉換處分 | −700,000 | $0.00 | $0 | 4,967,397 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.795 to $14.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Continued from Footnote 6: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On December 4, 2024, the Reporting Persons elected to convert 700,000 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $14.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
The Reporting Persons may be deemed to be members of group under Section 13 that collectively beneficially owns more than 10% of the Issuer's Common Stock.