Bingle Michael J 的 Form 4 申報
SoFi Technologies, Inc.SOFI，2024/12/4 申報
- 申報編號
- 0000950170-24-133451
- 申報時間
- 2024/12/4 20:12 ET
- 交易日
- 2024/12/2-12/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $4.99 億。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bingle Michael JCIK 0001306831 | 董事 |
| Silver Lake Group, L.L.C.CIK 0001418226 | 董事 |
| Silver Lake Partners IV, L.P.CIK 0001552054 | 董事 |
| Silver Lake Technology Associates IV, L.P.CIK 0001672566 | 董事 |
| Slta IV (GP), L.L.C.CIK 0001672568 | 董事 |
| Silver Lake Technology Investors IV (Delaware II), L.P.CIK 0001824494 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/2 | Common Stock | S賣出處分 | −1,729,713 | $16.06F4,F5 | −$27,779,190.78 | 28,913,529 | 間接 | |
| 2024/12/2 | Common Stock | S賣出處分 | −28,840 | $16.06F5 | −$463,170.4 | 482,083 | 間接 | |
| 2024/12/3 | Common Stock | S賣出處分 | −5,142,822 | $15.90F6 | −$81,770,869.8 | 23,770,707 | 間接 | |
| 2024/12/3 | Common Stock | S賣出處分 | −85,748 | $15.90F6 | −$1,363,393.2 | 396,335 | 間接 | |
| 2024/12/3 | Common Stock | S賣出處分 | −60,131 | $15.96F7 | −$959,690.76 | 23,710,576 | 間接 | |
| 2024/12/3 | Common Stock | S賣出處分 | −1,003 | $15.96F7 | −$16,007.88 | 395,332 | 間接 | |
| 2024/12/4 | Common Stock | S賣出處分 | −19,389,745 | $16.01 | −$310,449,207.2 | 4,320,831 | 間接 | |
| 2024/12/4 | Common Stock | S賣出處分 | −323,290 | $16.01 | −$5,176,196.19 | 72,042 | 間接 | |
| 2024/12/4 | Common Stock | S賣出處分 | −4,320,831 | $16.13F8 | −$69,695,004.03 | 0 | 間接 | |
| 2024/12/4 | Common Stock | S賣出處分 | −72,042 | $16.13F8 | −$1,162,037.46 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
Represents shares of common stock and restricted stock units held by Michael Bingle, a director of the Issuer and Vice Chairman of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.60 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $16.14 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.00 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.43 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
備註
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, or are subject to Section 16 of the Exchange Act, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.