Frost Phillip MD Et Al 的 Form 4/A 修正申報
修正Opko Health, Inc.OPK，2024/11/20 申報
- 申報編號
- 0000950170-24-129440
- 申報時間
- 2024/11/20 19:21 ET
- 交易日
- 2024/11/8
- 申報延遲
- 12 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/11/8
這份申報列了 1 筆非衍生性交易。公開市場買進合計 $42.2 萬。交易後 12 天申報。
這份修正申報取代了 0000950170-24-124261（2024/11/8 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | 董事、高階主管（執行長、董事長）、持股 10% 以上大股東 |
| Frost Gamma Investments TrustCIK 0001380896 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/8 | Common Stock | P買進取得 | +280,183 | $1.50F1 | +$421,535.32 | 211,512,405 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.455 to $1.545, inclusive. The reporting person undertakes to provide to OPKO Health, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3
These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of seven limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F4
Due to a scrivener's error, the total number of securities directly owned by the reporting person was erroneously reported on a Form 4 filed on November 8, 2024. This Form 4 corrects the total number of the securities owned directly by the reporting person. No other information has changed.