Volpi Michelangelo 的 Form 4 申報
Confluent, Inc.（CFLT），2024/11/7 申報
- 申報編號
- 0000950170-24-123360
- 申報時間
- 2024/11/7
- 交易日
- 2024/11/5-11/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 10 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $1,262 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Volpi MichelangeloCIK 0001626464 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/5 | Class A Common Stock | C轉換取得 | +1,694,028 | $0.00F1 | $0 | 1,694,028 | 間接 | |
| 2024/11/5 | Class A Common Stock | C轉換取得 | +41,976 | $0.00F3 | $0 | 41,976 | 間接 | |
| 2024/11/5 | Class A Common Stock | C轉換取得 | +465,882 | $0.00F5 | $0 | 465,882 | 間接 | |
| 2024/11/5 | Class A Common Stock | C轉換取得 | +34,494 | $0.00F7 | $0 | 34,494 | 間接 | |
| 2024/11/5 | Class A Common Stock | S賣出處分 | −465,882 | $26.41F9 | −$12,303,943.62 | 0 | 間接 | |
| 2024/11/5 | Class A Common Stock | S賣出處分 | −12,070 | $26.41F9 | −$318,768.7 | 22,424 | 間接 | |
| 2024/11/6 | Class A Common Stock | J其他處分 | −1,694,028 | $0.00F1 | $0 | 0 | 間接 | |
| 2024/11/6 | Class A Common Stock | J其他處分 | −41,976 | $0.00F3 | $0 | 0 | 間接 | |
| 2024/11/6 | Class A Common Stock | J其他處分 | −434,001 | $0.00F1,F3 | $0 | 0 | 間接 | |
| 2024/11/6 | Class A Common Stock | J其他處分 | −22,424 | $0.00F7 | $0 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/5 | Class A Common Stock | C轉換處分 | −1,694,028 | $0.00 | $0 | 0 | 間接 | |
| 2024/11/5 | Class A Common Stock | C轉換處分 | −41,976 | $0.00 | $0 | 0 | 間接 | |
| 2024/11/5 | Class A Common Stock | C轉換處分 | −465,882 | $0.00 | $0 | 0 | 間接 | |
| 2024/11/5 | Class A Common Stock | C轉換處分 | −34,494 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On November 5, 2024, Index Ventures VII (Jersey) L.P. ("Index VII") converted in the aggregate 1,694,028 shares of the Issuer's Class B Common Stock into 1,694,028 shares of the Issuer's Class A Common Stock. Subsequently, on November 6, 2024, Index VII distributed in-kind, without consideration, 1,694,028 shares of Class A Common Stock pro-rata to its limited partners and its general partner, Index Venture Associates VII Limited ("IVA VII") in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). On the same date, IVA VII distributed in-kind, without consideration, 423,507 shares of Class A Common Stock received in the Index VII distribution pro-rata to its partners, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 3 筆交易的價格引用這則附註。
- F3
On November 5, 2024, Index VII Parallel converted in the aggregate 41,976 shares of the Issuer's Class B Common Stock into 41,976 shares of the Issuer's Class A Common Stock. Subsequently, on November 6, 2024, Index VII Parallel distributed in-kind, without consideration, 41,976 shares of Class A Common Stock pro-rata to its limited partners and its general partner, IVA VII in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. On the same date, IVA VII distributed in-kind, without consideration, 10,494 shares of Class A Common Stock received in the Index VII distribution pro-rata to its partners, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 3 筆交易的價格引用這則附註。
- F5
On November 5, 2024, Index Growth IV converted in the aggregate 465,882 shares of the Issuer's Class B Common Stock into 465,882 shares of the Issuer's Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F7
On November 5, 2024, Yucca (Jersey) SLP ("Yucca") converted in the aggregate 34,494 shares of the Issuer's Class B Common Stock into 34,494 shares of the Issuer's Class A Common Stock. Subsequently, on November 6, 2024, Yucca distributed in-kind, without consideration, 22,424 shares of Class A Common Stock pro-rata to its partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 2 筆交易的價格引用這則附註。
- F9
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.04 - $26.73. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。