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Chee Brian 的 Form 4/A 修正申報

修正

Camp4 Therapeutics CorpCAMP,2024/10/22 申報

申報編號
0000950170-24-116360
申報時間
2024/10/22 17:31 ET
交易日
2024/10/15
申報延遲
7 天
10b5-1 計畫
沒有勾選
原始申報日
2024/10/15

這份申報列了 5 筆非衍生性交易、4 筆衍生性交易。公開市場買進合計 $1,000 萬。交易後 7 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Chee BrianCIK 0001295675持股 10% 以上大股東
Schulman Amy WCIK 0001438226持股 10% 以上大股東
Polaris Partners VII, L.P.CIK 0001611189持股 10% 以上大股東
Polaris Entrepreneurs' Fund VII, L.P.CIK 0001615991持股 10% 以上大股東
Polaris Management Co. VII, L.L.C.CIK 0001678203持股 10% 以上大股東
Polaris Partners GP X, L.L.C.CIK 0001910575持股 10% 以上大股東
Polaris Partners X, L.P.CIK 0001910577持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/10/15Common StockC轉換取得+1,250,061–F1–1,250,061間接重複申報
2024/10/15Common StockC轉換取得+87,448–F1–87,448間接重複申報
2024/10/15Common StockC轉換取得+353,718–F4–1,603,779間接重複申報
2024/10/15Common StockC轉換取得+24,745–F4–112,193間接重複申報
2024/10/15Common StockP買進取得+909,090$11.00+$9,999,990909,090間接重複申報

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/10/15Common StockC轉換處分−1,250,061–F1–0間接重複申報
2024/10/15Common StockC轉換處分−87,448–F1–0間接重複申報
2024/10/15Common StockC轉換處分−353,718–F4–0間接重複申報
2024/10/15Common StockC轉換處分−24,745–F4–0間接重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

On October 15, 2024, the shares of Series A Prime Convertible Preferred Stock automatically converted into shares of Common Stock on a 11.2158-for-one basis without payment of further consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.

表 I 有 2 筆、表 II 有 2 筆交易的價格引用這則附註。

F2

The reported securities are owned directly by Polaris Partners VII, L.P. ("PP VII"). Polaris Management Co. VII, L.L.C. ("PMC VII") is the general partner of PP VII. Each of David Barrett, Brian Chee, Amir Nashat, a member of the Issuer's board of directors, and Bryce Youngren (collectively, the "PMC VII Managing Members") are the managing members of PMC VII. Each of PMC VII and the PMC VII Managing Members in their respective capacities with respect to PMC VII, may be deemed to have shared voting, investment and dispositive power with respect to the securities held by PP VII. Each of PMC VII and the PMC VII Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of the PMC VII Managing Members or PMC VII is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

F3

The reported securities are owned directly by Polaris Entrepreneurs' Fund VII, L.P. ("PEF VII"). PMC VII is the general partner of PEF VII. Each of PMC VII and the PMC VII Managing Members in their respective capacities with respect to PMC VII, may be deemed to have shared voting, investment and dispositive power with respect to the securities held by PEF VII. Each of PMC VII and the PMC VII Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of the PMC VII Managing Members or PMC VII is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

F4

On October 15, 2024, the shares of Series B Preferred Stock automatically converted into shares of Common Stock on a 11.2158-for-one basis without payment of further consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.

表 I 有 2 筆、表 II 有 2 筆交易的價格引用這則附註。

F5

The reported securities are owned directly by Polaris Partners X, L.P. ("PP X"). Polaris Partners GP X, L.L.C. ("PPGP X") is the general partner of PP X. Each of Amy Schulman and Brian Chee are the managing members of PPGP X (the "PPGP X Managing Members"). Amir Nashat ("Mr. Nashat"), a member of the Issuer's board of directors, is an interest holder of PPGP X. Each of PPGP X, the PPGP X Managing Members and Mr. Nashat, in their respective capacities with respect to PPGP X, may be deemed to have shared voting, investment and dispositive power with respect to the securities held by PP X. Each of PPGP X, the PPGP X Managing Members and Mr. Nashat disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of the PPGP X Managing Members, Mr. Nashat or PPGP X is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

備註

This Form 4/A amends the Form 4 filing dated October 15, 2024 (the "Original Form 4") solely to add Brian Chee as an additional Reporting Person. Although Mr. Chee was disclosed in the Original Form 4, he was not included as a Reporting Person because he did not have codes for the EDGAR system at such time.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)