Myers Scott Alexander 的 Form 4 申報
California BanCorp（CALB），2024/7/31 申報
- 申報編號
- 0000950170-24-088747
- 申報時間
- 2024/7/31
- 交易日
- 2023/8/3-2024/7/31
- 申報延遲
- 363 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 8 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $19.7 萬。交易後 363 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Myers Scott AlexanderCIK 0001808173 | 高階主管（SEVP, Chief Lending Offier） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/3 | Common Stock | S賣出處分 | −3,254 | $18.66F1 | −$60,719.64 | 16,133 | 直接 | |
| 2024/2/1 | Common Stock | S賣出處分 | −2,564 | $24.68 | −$63,279.52 | 12,879 | 直接 | |
| 2024/3/1 | Common Stock | S賣出處分 | −413 | $22.99 | −$9,494.87 | 10,315 | 直接 | |
| 2024/4/12 | Common Stock | S賣出處分 | −632 | $21.99 | −$13,897.68 | 9,902 | 直接 | |
| 2024/4/29 | Common Stock | S賣出處分 | −806 | $22.09 | −$17,804.54 | 9,270 | 直接 | |
| 2024/5/9 | Common Stock | S賣出處分 | −174 | $21.85 | −$3,801.9 | 8,464 | 直接 | |
| 2024/6/12 | Common Stock | S賣出處分 | −1,298 | $21.90 | −$28,426.2 | 8,290 | 直接 | |
| 2024/7/31 | Common Stock | D交回公司處分 | −8,290 | $0.00F3,F4 | $0 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.43 to $18.68. The reporting person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Includes restricted stock units with respect to 8,290 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the reporting person's restricted stock units vested and reporting person became entitled to receive a number of shares BCAL common stock equal to the number of shares of issuer common stock underlying the restricted stock unit multiplied by the
表 I 有 1 筆交易的價格引用這則附註。
- F4
(Continued from footnote 3) Exchange Ratio.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings.
表 II 有 5 筆交易的價格引用這則附註。