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Rivera Jeffrey Alvarez 的 Form 4 申報

Lineage, Inc.LINE,2024/7/29 申報

申報編號
0000950170-24-087368
申報時間
2024/7/29
交易日
2024/7/26
申報延遲
3 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場買進合計 $4.68 萬。交易後 3 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Rivera Jeffrey AlvarezCIK 0002018532高階主管(見申報備註)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/7/26Common StockA公司授予取得+8,224$0.00F1$08,224直接
2024/7/26Common StockF扣股繳稅處分−3,418$78.00−$266,6044,806直接
2024/7/26Common StockP買進取得+600$78.00F2+$46,8005,406直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/7/26Common StockA公司授予取得+96,483$0.00F3,F4$096,483直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Represents the grant of shares of common stock ("Shares") awarded in connection with the Issuer's initial public offering.

表 I 有 1 筆交易的價格引用這則附註。

F2

Represents the purchase of Shares from the underwriters in the Issuer's initial public offering.

表 I 有 1 筆交易的價格引用這則附註。

F3

Represents the grant of time-based units of partnership interest in Lineage OP, LP (the "Operating Partnership") designated as LTIP Units ("LTIP Units") under the Agreement of Limited Partnership of the Operating Partnership dated as of July 24, 2024 (the "Partnership Agreement"). The LTIP Units vest in equal annual installment as to 1/3 of the LTIP Units on each of April 1, 2025, 2026 and 2027, subject to continued service with the Issuer through such dates. Subject to achieving certain capital account balances, each vested LTIP Unit may be converted, at the election of the holder, on a one-for-one basis to Partnership Common Units ("Partnership Common Units"),

表 II 有 1 筆交易的價格引用這則附註。

F4

(Continued from footnote 3) which are units of partnership interest in the Operating Partnership, as designated under the Partnership Agreement. Holders of Partnership Common Units acquired from the conversion of LTIP Units have the right to redeem their Partnership Common Units in exchange for cash or, at the election of the Issuer, Shares, on a one-for-one basis (subject to certain adjustments), provided at least 18 months have passed since the LTIP Units were granted. LTIP Units and Partnership Common Units do not have expiration dates.

表 II 有 1 筆交易的價格引用這則附註。

備註

Global Chief Operations Officer

看 SEC EDGAR 上的完整原文 (在新分頁開啟)