Warburg Pincus LLC 的 Form 4 申報
Clearwater Analytics Holdings, Inc.（CWAN），2024/6/12 申報
- 申報編號
- 0000950170-24-072569
- 申報時間
- 2024/6/12 17:30 ET
- 交易日
- 2024/6/12
- 申報延遲
- 當天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $1.38 億。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Warburg Pincus LLCCIK 0001162870 | 董事、持股 10% 以上大股東 |
| Warburg Pincus (Cayman) Global Growth GP LLCCIK 0001813785 | 董事、持股 10% 以上大股東 |
| Warburg Pincus Financial Sector (Cayman), L.P.CIK 0001813788 | 董事、持股 10% 以上大股東 |
| Warburg Pincus (Cayman) Financial Sector GP, L.P.CIK 0001813791 | 董事、持股 10% 以上大股東 |
| Warburg Pincus (Cayman) Financial Sector GP LLCCIK 0001813792 | 董事、持股 10% 以上大股東 |
| WP CA Holdco, L.P.CIK 0001884575 | 董事、持股 10% 以上大股東 |
| WP CA Holdco GP, LLCCIK 0001884577 | 董事、持股 10% 以上大股東 |
| Warburg Pincus Partners II (Cayman), L.P.CIK 0001658820 | 持股 10% 以上大股東 |
| Warburg Pincus (Callisto) Global Growth (Cayman), L.P.CIK 0001813766 | 持股 10% 以上大股東 |
| Warburg Pincus (Cayman) Global Growth GP, L.P.CIK 0001813787 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.
表 I 有 2 筆交易的價格引用這則附註。
- F4
This amount represents a price to the underwriter of $19.71 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices.
表 I 有 1 筆交易的價格引用這則附註。
備註
WP Holdco, WP Holdco GP, WP Callisto, WP FS, WP LLC, WP GG Cayman GP, WP FS Cayman GP, WP FS Cayman GP, WP GG Cayman GP LLC, WP FS Cayman GP LLC and WPP II Cayman and Warburg Pincus (Bermuda) Private Equity GP Ltd. may be deemed to be members of a "group" for the purposes of the Securities Exchange Act of 1934. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person. Each of the reporting persons is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Defined Terms: "GP" refers to general partner. "MM" refers to managing member. "AS" refers to Authorised Signatory. "Warburg (Bermuda)" refers to Warburg Pincus (Bermuda) Private Equity GP Ltd. Form 1 of 2