Ward Sean Jason 的 Form 4 申報
Blue Owl Capital Inc.（OWL），2024/5/8 申報
- 申報編號
- 0000950170-24-055777
- 申報時間
- 2024/5/8
- 交易日
- 2024/5/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 4 筆非衍生性交易、2 筆衍生性交易。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ward Sean JasonCIK 0001861779 | 高階主管（資深董事總經理） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On May 6, 2024, 19,600,000 shares of Class C Common Stock of the Issuer ("Class C Shares") and an equal number of Blue Owl Operating Group Units (as defined below) were distributed by Owl Rock Capital Feeder LLC, a Delaware limited liability company ("Owl Rock Feeder"), to Dyal Capital Partners IV Holdings (A) LP, a Delaware limited partnership ("Dyal IV"), for no consideration. The reporting person has an indirect economic interest in Dyal IV and may be deemed to beneficially own the reported securities. The reporting person expressly disclaims beneficial ownership of the securities held by Dyal IV except to the extent of his indirect pecuniary interest therein.
表 I 有 1 筆、表 II 有 2 筆交易的價格引用這則附註。
- F2
On May 6, 2024, Dyal IV exchanged (the "Exchange") 19,600,000 Blue Owl Operating Group Units for 19,600,000 shares of Class A Common Stock of the Issuer ("Class A Shares") pursuant to the terms of the Second Amended & Restated Exchange Agreement, dated as of February 21, 2024 (the "Exchange Agreement"). Upon Exchange, 19,600,000 Class C Shares were surrendered and automatically cancelled.
表 I 有 2 筆、表 II 有 1 筆交易的價格引用這則附註。
- F3
The reported securities were sold by Dyal IV to a registered broker in an unregistered block trade at a per share price of $17.97.
表 I 有 1 筆交易的價格引用這則附註。