Welsh, Carson, Anderson & Stowe XII, L.P. 的 Form 4 申報
Clearwater Analytics Holdings, Inc.（CWAN），2024/3/11 申報
- 申報編號
- 0000950170-24-029481
- 申報時間
- 2024/3/11 18:21 ET
- 交易日
- 2024/3/11
- 申報延遲
- 當天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $2.75 億。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Welsh, Carson, Anderson & Stowe XII, L.P.CIK 0001626317 | 持股 10% 以上大股東 |
| Welsh, Carson, Anderson & Stowe XII Delaware II, L.P.CIK 0001627643 | 持股 10% 以上大股東 |
| Welsh, Carson, Anderson & Stowe XII Cayman, L.P.CIK 0001627644 | 持股 10% 以上大股東 |
| Welsh, Carson, Anderson & Stowe XII Delaware, L.P.CIK 0001680912 | 持股 10% 以上大股東 |
| Wcas XII Associates Cayman, L.P.CIK 0001848620 | 持股 10% 以上大股東 |
| Wcas XIII Carbon Analytics Acquisition, L.P.CIK 0001879859 | 持股 10% 以上大股東 |
| Wcas XII Carbon Analytics Acquisition, L.P.CIK 0001879860 | 持股 10% 以上大股東 |
| Wcas GP CW LLCCIK 0001879925 | 持股 10% 以上大股東 |
| WCAS XII Carbon Investors, L.P.CIK 0001884563 | 持股 10% 以上大股東 |
| WCAS XIII Carbon Investors, L.P.CIK 0001884565 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/11 | Class C Common Stock | C轉換處分 | −5,259,868 | –F1,F2 | – | 27,424,288 | 間接 | |
| 2024/3/11 | Class D Common Stock | C轉換處分 | −10,990,132 | –F1,F2 | – | 21,581,727 | 間接 | |
| 2024/3/11 | Class A Common Stock | C轉換取得 | +16,250,000 | –F1,F2 | – | 16,250,000 | 間接 | |
| 2024/3/11 | Class A Common Stock | S賣出處分 | −16,250,000 | $16.90F6 | −$274,625,000 | 0 | 間接 | |
| 2024/3/11 | Class C Common Stock | J其他處分 | −180,680 | –F1,F2 | – | 27,424,288 | 間接 | |
| 2024/3/11 | Class D Common Stock | J其他處分 | −255,521 | –F1,F2 | – | 21,581,727 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Shares of Class C Common Stock do not represent economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class C Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. The Reporting Person may exchange all or a portion of such person's common units of CWAN Holdings, LLC ("LLC Interests") (together with the delivery for no consideration of an equal number of shares of Class C Common Stock) for an equal number of newly issued shares of Class D Common Stock or Class A Common Stock from time to time, subject to customary adjustments, or, at the election of the Issuer, a cash payment equal to the 20 day volume weighted average price of shares of Class A Common Stock immediately prior to the applicable exchange date.
表 I 有 5 筆、表 II 有 2 筆交易的價格引用這則附註。
- F2
Upon the earlier of (i) the date that affiliates of Welsh Carson own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock and each share of Class C Common Stock will automatically convert into a share of Class B Common Stock of the Issuer, each of which is entitled to one vote per share. Thereafter, an exchange of the Reporting Person's LLC Interests will be for Class A Common Stock and the surrender for no consideration of non-economic voting stock in connection with such exchange will be with respect to Class B Common Stock held by the Reporting Person.
表 I 有 5 筆、表 II 有 2 筆交易的價格引用這則附註。
- F6
This amount represents a price to the underwriter of $16.90 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices.
表 I 有 1 筆交易的價格引用這則附註。
備註
Form 1 of 2