Butterfield Peter 的 Form 4/A 修正申報
修正Flywire Corp（FLYW），2023/11/3 申報
- 申報編號
- 0000950170-23-058831
- 申報時間
- 2023/11/3
- 交易日
- 2023/9/5
- 申報延遲
- 59 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/9/7
這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $42.4 萬。交易後 59 天申報。
這份修正申報取代了 0000950170-23-047015（2023/9/7 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Butterfield PeterCIK 0001862133 | 高階主管（General Counsel and CCO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/5 | Voting Common Stock | S賣出處分 | −1,351 | $33.75 | −$45,596.25 | 148,170 | 直接 | |
| 2023/9/5 | Voting Common Stock | M行使選擇權取得 | +8,769 | $3.95 | +$34,637.55 | 156,939 | 直接 | |
| 2023/9/5 | Voting Common Stock | S賣出處分 | −11,232 | $33.72F5 | −$378,743.04 | 145,707 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/5 | Voting Common Stock | M行使選擇權處分 | −8,769 | $0.00 | $0 | 85,464 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Reporting Person is subject to a lock-up agreement with the underwriter for the public offering of Voting Common Stock by the Issuer for which the underwriting agreement was entered into on August 9, 2023. The transaction was pursuant to an exception to the lock-up agreement for sales to cover tax withholding obligations upon the settlement of certain time-based restricted stock unit awards. These shares of common stock were automatically sold in a non-discretionary transaction by the Reporting Person.
- F2
The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).
- F3
This Form 4/A is being filed to correct (i) the number of shares acquired upon exercise of stock options by the Reporting Person which was misreported in the original Form 4 due to an administrative error and (ii) the shares beneficially owned following the transactions reported herein.
- F4
The Reporting Person is subject to a lock-up agreement with the underwriter for the public offering of Voting Common Stock by the Issuer for which the underwriting agreement was entered into on August 9, 2023. The transaction was pursuant to an exception to the lock-up agreement for sales pursuant to a trading plan that complies with Rule 10b5-1 that has been entered into by the Reporting Person prior the date of the lock-up agreement.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.48 to $34.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote 5 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The shares subject to this option vest over 4 years of service following January 21, 2021, with 25% vesting upon completion of 1 year of continuous service to the Issuer and the balance vesting in 36 equal monthly installments thereafter.