Spence William B. 的 Form 4 申報
Stronghold Digital Mining, Inc.（SDIG），2023/9/19 申報
- 申報編號
- 0000950170-23-048872
- 申報時間
- 2023/9/19
- 交易日
- 2023/6/14-7/17
- 申報延遲
- 97 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $41.9 萬。交易後 97 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Spence William B.CIK 0001886681 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/14 | Class A common stock | S賣出處分 | −8,975 | $4.21F1,F2 | −$37,784.75 | 342,011 | 直接 | |
| 2023/6/15 | Class A common stock | S賣出處分 | −11,992 | $4.05F1,F3 | −$48,567.6 | 330,019 | 直接 | |
| 2023/6/16 | Class A common stock | S賣出處分 | −25,160 | $4.10F1,F4 | −$103,156 | 304,859 | 直接 | |
| 2023/6/20 | Class A common stock | S賣出處分 | −29,644 | $3.91F1,F5 | −$115,908.04 | 275,215 | 直接 | |
| 2023/6/21 | Class A common stock | S賣出處分 | −25,215 | $4.49F1,F6 | −$113,215.35 | 250,000 | 直接 | |
| 2023/7/17 | Class A common stock | C轉換取得 | +250,000 | $0.00F7 | $0 | 250,000 | 直接 | |
| 2023/7/17 | Class V common stock | J其他處分 | −250,000 | $0.00F7 | $0 | 389,500 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/17 | Class A common stock, par value $0.0001 | C轉換處分 | −250,000 | –F11 | – | 389,500 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Column 4 for such transaction.
表 I 有 5 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.05 to $4.39, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.83 to $4.24, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.50, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.60 to $4.25, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.22 to $4.77, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects an exchange of common units ("Common Units") of Stronghold Digital Mining Holdings, LLC ("Stronghold LLC") together with the surrender and cancellation of the same number of Class V common stock for an equal number of shares of Class A common stock, pursuant to the Limited Liability Company Agreement of Stronghold LLC (as amended and restated, the "Stronghold LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).
表 I 有 2 筆交易的價格引用這則附註。
- F11
Each share of Class V common stock has no economic right but entitles its holder to one vote on all matters to be voted on by shareholders generally. At the request of the holder, each Common Unit of Stronghold LLC may be coupled with a share of Class V common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Stronghold LLC Agreement, newly issued shares of Class A common stock of the Issuer on a one-for-one basis or for a cash payment to be determined pursuant to the Stronghold LLC Agreement for each Common Unit redeemed. The Common Units do not expire.
表 II 有 1 筆交易的價格引用這則附註。