Khan Nazar M. 的 Form 4/A 修正申報

修正

Terawulf Inc.WULF，2024/6/7 申報

申報編號: 0000950142-24-001589
申報時間: 2024/6/7
交易日: 2023/7/12-10/20
申報延遲: 331 天
10b5-1 計畫: 沒有勾選
原始申報日: 2023/10/24

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 4 筆非衍生性交易、6 筆衍生性交易。交易後 331 天申報。

這份修正申報取代了 0001877476-23-000006（2023/10/24 申報）。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Khan Nazar M.CIK 0001877476	董事、高階主管（營運長、技術長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2023/7/12	Common stock, $0.001 par value per share	J其他處分	−1,778,048	–^F1	–	901,809	間接
2023/7/12	Common stock, $0.001 par value per share	J其他取得	+1,778,048	–^F1	–	9,387,913	直接
2023/10/20	Common stock, $0.001 par value per share	J其他取得	+513,484	–^F5	–	9,901,397	直接
2023/10/20	Common stock, $0.001 par value per share	S賣出處分	−513,484	–^F6	–	9,387,913	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2023/10/20	Common stock, $0.001 par value per share	J其他取得	+1,622,926	–^F5	–	1,622,926	直接
2023/10/20	Common stock, $0.001 par value per share	J其他處分	−1,622,926	–^F7	–	0	直接
2023/10/20	Common stock, $0.001 par value per share	J其他取得	+1,622,926	–^F7	–	1,622,926	間接
2023/10/20	Common stock, $0.001 par value per share	J其他取得	+441,163	–^F5	–	882,326	直接
2023/10/20	Common stock, $0.001 par value per share	J其他處分	−441,163	–^F8	–	0	直接
2023/10/20	Common stock, $0.001 par value per share	J其他取得	+441,163	–^F8	–	441,163	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

On July 12, 2023, Yaqeen I Trust transferred 1,778,048 shares of common stock, par value $0.001 per share ("Common Stock") of the Issuer to the Reporting Person for no consideration.

表 I 有 2 筆交易的價格引用這則附註。

By Yaqeen I Trust. The Reporting Person may be deemed to beneficially own the shares of Common Stock held by Yaqeen I Trust. The Reporting Person disclaims beneficial ownership of the Shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.

By various trusts. The Reporting Person may be deemed to beneficially own the shares of Common Stock held by such trusts. The Reporting Person disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.

By Lake Harriet Holdings, LLC ("Lake Harriet Holdings"). The Reporting Person is the sole manager of Lake Harriet Holdings and, as a result, may be deemed to beneficially own the shares of Common Stock held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.

NovaWulf Digital Private Fund LLC distributed warrants and shares of Common Stock to its members, including the Reporting Person.

表 I 有 1 筆、表 II 有 2 筆交易的價格引用這則附註。

Immediately following receipt of the distribution from NovaWulf Private Fund, the Reporting Person contributed 513,484 shares of Common Stock to Somerset Goods and Services Trust for no consideration.

表 I 有 1 筆交易的價格引用這則附註。

This transaction involved the Reporting Person's contribution of 1,622,926 penny warrants to Lake Harriet Holdings. The Reporting Person is the sole manager of Lake Harriet Holdings, and, as a result, may be deemed to beneficially own the penny warrants held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose.

表 II 有 2 筆交易的價格引用這則附註。

This transaction involved the Reporting Person's contribution of 441,163 dollar warrants to Lake Harriet Holdings. The Reporting Person is the sole manager of Lake Harriet Holdings, and, as a result, may be deemed to beneficially own the penny warrants held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose.

表 II 有 2 筆交易的價格引用這則附註。

備註

This Form 4 is being amended to correctly reflect the number of shares of common stock directly owned by Lake Harriet Holdings in Table I. The prior filing inadvertently also included shares underlying warrants.

看 SEC EDGAR 上的完整原文（在新分頁開啟）