Harris Joshua 的 Form 4 申報
Apollo Global Management, Inc.APO，2023/5/24 申報
- 申報編號
- 0000950103-23-007806
- 申報時間
- 2023/5/24 21:29 ET
- 交易日
- 2022/12/28-2023/5/23
- 申報延遲
- 147 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $2,250 萬。交易後 147 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Harris JoshuaCIK 0001106636 | 其他：See Remarks |
| MJH Partners II LLCCIK 0001903210 | 其他：See Remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/28 | Common Stock | G贈與處分 | −210,000 | $0.00F1 | $0 | 1,140,007 | 直接 | |
| 2022/12/28 | Common Stock | G贈與處分 | −95,000 | $0.00F2 | $0 | 1,045,007 | 直接 | |
| 2023/5/22 | Common Stock | S賣出處分 | −121,619 | $64.80F3,F7 | −$7,880,911.2 | 34,677,772 | 間接 | |
| 2023/5/22 | Common Stock | S賣出處分 | −189,828 | $65.88F4,F7 | −$12,505,868.64 | 34,487,944 | 間接 | |
| 2023/5/22 | Common Stock | S賣出處分 | −21,092 | $66.20F5,F7 | −$1,396,290.4 | 34,466,852 | 間接 | |
| 2023/5/23 | Common Stock | S賣出處分 | −10,902 | $66.08F6,F7 | −$720,404.16 | 34,455,950 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Reflects the exempt gift of shares to a donor advised fund.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Reflects the exempt gift of shares to a charitable foundation.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects the sale of shares of common stock of the Issuer, par value $0.00001 per share ("Common Stock"), by MJH Partners II LLC ("MJHP II") on May 22, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $64.15 to $65.13.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects the sale of shares of Common Stock by MJHP II on May 22, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $65.17 to $66.16.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects the sale of shares of Common Stock by MJHP II on May 22, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $66.17 to $66.29.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects the sale of shares of Common Stock by MJHP II on May 23, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $66.00 to $66.28.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The Reporting Persons undertake to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the applicable price range.
表 I 有 4 筆交易的價格引用這則附註。
備註
Each of the Reporting Persons may be deemed to be a member of a "group" for the purposes of the Securities Exchange Act of 1934 by virtue of being a party to the Apollo Global Management, Inc. Stockholders Agreement. The Reporting Persons disclaim beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the applicable Reporting Person. This report shall not be deemed an admission that the Reporting Persons are a member of a group or the beneficial owner of any securities not directly owned by the applicable Reporting Person. Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.