Zesati Humberto 的 Form 4 申報
LIV Capital Acquisition Corp. II（LIVB），2022/8/18 申報
- 申報編號
- 0000950103-22-014212
- 申報時間
- 2022/8/18
- 交易日
- 2021/12/6-2022/8/16
- 申報延遲
- 255 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆衍生性交易。交易後 255 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Zesati HumbertoCIK 0001795876 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/6 | Class B Ordinary Shares | P買進取得 | +200,000 | –F1 | – | 200,000 | 直接 | |
| 2021/12/6 | Warrants (right to buy) | P買進取得 | +200,000 | –F1 | – | 200,000 | 直接 | |
| 2022/8/16 | Class B Ordinary Shares | J其他取得 | +549,915 | –F2 | – | 549,915 | 直接 | |
| 2022/8/16 | Warrants (right to buy) | J其他取得 | +1,404,336 | –F2 | – | 1,404,336 | 直接 | |
| 2022/8/16 | Class B Ordinary Shares | C轉換處分 | −200,000 | –F3 | – | 0 | 直接 | |
| 2022/8/16 | Warrants (right to buy) | C轉換處分 | −200,000 | –F3 | – | 0 | 直接 | |
| 2022/8/16 | Class B Ordinary Shares | C轉換處分 | −549,915 | –F3 | – | 0 | 直接 | |
| 2022/8/16 | Warrants (right to buy) | C轉換處分 | −1,404,336 | –F3 | – | 0 | 直接 | |
| 2022/8/16 | Class A Ordinary Shares | C轉換取得 | +200,000 | –F3 | – | 200,000 | 直接 | |
| 2022/8/16 | Class A Ordinary Shares | J其他處分 | −200,000 | –F3 | – | 0 | 直接 | |
| 2022/8/16 | Class A Ordinary Shares | C轉換取得 | +549,915 | –F3 | – | 549,915 | 直接 | |
| 2022/8/16 | Class A Ordinary Shares | J其他處分 | −549,915 | –F3 | – | 0 | 直接 | |
| 2022/8/16 | Warrants (right to buy) | C轉換取得 | +200,000 | –F3 | – | 200,000 | 直接 | |
| 2022/8/16 | Warrants (right to buy) | J其他處分 | −200,000 | –F3 | – | 0 | 直接 | |
| 2022/8/16 | Warrants (right to buy) | C轉換取得 | +1,404,336 | –F3 | – | 1,404,336 | 直接 | |
| 2022/8/16 | Warrants (right to buy) | J其他處分 | −1,404,336 | –F3 | – | 0 | 直接 | |
| 2022/8/16 | Class A Ordinary Shares | J其他取得 | +749,915 | –F3,F4 | – | 749,915 | 直接 | |
| 2022/8/16 | Warrants (right to buy) | J其他取得 | +1,604,336 | –F3,F4 | – | 1,604,336 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price paid for each Unit (described herein) was $5.00 per unit. Each Unit comprised one Class B Ordinary Share (in the form of a Class S Unit) and one private warrant representing the right to purchase ordinary shares ("Warrants") (in the form of a Class W Unit). The Class S Units and Class W Units did not include an expiration date.
表 II 有 2 筆交易的價格引用這則附註。
- F2
On August 17, 2022, LIV Capital Acquisition Corp. II (the "Issuer"), Covalto Ltd. ("Covalto") and Covalto Merger Sub Ltd. entered into a Business Combination Agreement (the "Agreement"). In connection with, and prior to, the execution of the Agreement, LIV Capital Acquisition Sponsor II, L.P. (the "Sponsor") granted to the Reporting Person Class S Units representing a right to receive Class B Ordinary Shares and Class W Units representing a right to receive Warrants.
表 II 有 2 筆交易的價格引用這則附註。
- F3
In connection with the execution of the Agreement, the Issuer, Sponsor and certain limited partners entered into a redemption agreement on August 16, 2022 (the "Redemption Agreement"). Pursuant to the Redemption Agreement, prior to the execution of the Agreement, the Sponsor withdrew the Reporting Person's (i) Class S Units in exchange for Class B Ordinary Shares and (ii) Class W Units in exchange for Warrants (the "Withdrawal"). Following the Withdrawal, the Issuer repurchased each Class B Ordinary Share and Warrant in exchange for a promissory note in the amount of $1,016,616.49 (the "Promissory Note").
表 II 有 14 筆交易的價格引用這則附註。
- F4
In connection with the execution of the Agreement, Issuer, Sponsor, Covalto and certain limited partners entered into a contribution agreement on August 17, 2022 (the "Contribution Agreement"). Pursuant to the Contribution Agreement, following the closing of the transactions set forth in the Agreement (the "Closing"), the Reporting Person will contribute the Promissory Note to Covalto as full and adequate consideration for Class A Ordinary Shares and Warrants. Following the Closing, Covalto will contribute the Promissory Note to the Issuer in exchange for Class A Ordinary Shares and Warrants and the Promissory Note will be cancelled.
表 II 有 2 筆交易的價格引用這則附註。