Fairfax Financial Holdings Ltd 的 Form 4 申報
Kennedy-Wilson Holdings, Inc.（KW），2023/6/20 申報
- 申報編號
- 0000947871-23-000687
- 申報時間
- 2023/6/20 16:33 ET
- 交易日
- 2023/6/16
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 1 筆非衍生性交易、1 筆衍生性交易。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fairfax Financial Holdings LtdCIK 0000915191 | 董事、持股 10% 以上大股東 |
| Watsa V Prem Et AlCIK 0000938869 | 董事、持股 10% 以上大股東 |
| Sixty Two Investment Co LtdCIK 0001217251 | 董事、持股 10% 以上大股東 |
| Second 1109 Holdco Ltd.CIK 0001275993 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On June 16, 2023, wholly-owned subsidiaries of Fairfax Financial Holdings Limited ("Fairfax"), purchased 200,000 shares of the Issuer's 6.00% Series C Cumulative Perpetual Preferred Stock ("Preferred Stock") and warrants (the "Warrants") to purchase 12,338,062 shares of the common stock of the Issuer, for an aggregate purchase price of $200,000,000.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F2
The Warrants may be exercised at any time, in whole or in part, for seven years from the date of issuance at an exercise price per Warrant of $16.21, subject to anti-dilution adjustment. Upon exercise of any Warrants, the holder of such Warrants has the right to reduce the cash amount to be paid with respect to the exercise price of the Warrant on a dollar-for-dollar basis by requiring the Issuer to instead extinguish shares of Preferred Stock held by such holder (using a value of $1,000 per share of Preferred Stock plus accrued and unpaid dividends) equal to up to the aggregate exercise price for such exercised Warrants.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F3
Holders of Preferred Stock are entitled to receive cumulative cash dividends from the Issuer, payable quarterly on the $1,000 per share liquidation preference of the Preferred Stock, at a rate of 6.00% per annum. The Preferred Stock has no expiration date but may be redeemed at any time by the Issuer, at its option, in whole or in part, for cash.
表 I 有 1 筆交易的價格引用這則附註。