跳到主要內容

OrbiMed Advisors LLC 的 Form 4/A 修正申報

修正

Passage BIO, Inc.(PASG),2022/5/5 申報

申報編號
0000947871-22-000507
申報時間
2022/5/5 17:11 ET
交易日
2022/1/20
申報延遲
105 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2022/1/24

這份申報列了 1 筆非衍生性交易。公開市場買進合計 $25.4 萬。交易後 105 天申報。

這份修正申報取代了 0000947871-22-000090(2022/1/24 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
OrbiMed Advisors LLCCIK 0001055951持股 10% 以上大股東
OrbiMed Capital GP VII LLCCIK 0001760648持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/1/20Common StockP買進取得+50,800$5.00F1,F2+$254,0006,316,423間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

On January 24, 2022, the Reporting Person filed a Form 4 which inadvertently reported the incorrect number and purchase price of shares of the Issuer's common stock ("Shares") purchased by the reporting person on January 20, 2022. This amendment provides the correct number and purchase price of the Shares purchased and correctly reflects the number of Shares owned by the Reporting Person following such purchase.

表 I 有 1 筆交易的價格引用這則附註。

F2

These Shares were purchased in a block order at a price of $5.00.

表 I 有 1 筆交易的價格引用這則附註。

F3

The Shares are held of record by OrbiMed Private Investments VII, LP ("OPI VII"). OrbiMed Capital GP VII LLC ("GP VII") is the general partner of OPI VII and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP VII. By virtue of such relationship, OrbiMed Advisors and GP VII may be deemed to have voting power and investment power over the securities held by OPI VII and, as a result, may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VII.

F4

Each of GP VII and OrbiMed Advisors disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)