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Fairfax Financial Holdings Ltd 的 Form 4 申報

Crescent Capital BDC, Inc.(CCAP),2021/12/21 申報

申報編號
0000947871-21-001310
申報時間
2021/12/21 19:54 ET
交易日
2021/12/17-12/21
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $157.0 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Fairfax Financial Holdings LtdCIK 0000915191持股 10% 以上大股東
Watsa V Prem Et AlCIK 0000938869持股 10% 以上大股東
Allied World Assurance Co Holdings, GmbHCIK 0001163348持股 10% 以上大股東
Sixty Two Investment Co LtdCIK 0001217251持股 10% 以上大股東
Second 1109 Holdco Ltd.CIK 0001275993持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/12/17Common StockS賣出處分−6,770$18.25F1,F2−$123,552.53,789,476間接
2021/12/20Common StockS賣出處分−28,156$18.00F2,F3−$506,8083,761,320間接
2021/12/21Common StockS賣出處分−52,007$18.07F2,F4−$939,766.493,709,313間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This transaction was executed in multiple trades at prices ranging from $18.25 to $18.32. The shares sold include 4,895 shares sold by Allied World Assurance Company, Ltd., GmbH ("Allied World") and 1,875 shares sold by Brit Reinsurance (Bermuda) Limited - FAL ("Brit"), which are both wholly-owned subsidiaries of Fairfax Financial Holdings Limited.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 3 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $18.00 to $18.17. The shares sold include 20,357 shares sold by Allied World and 7,799 shares sold by Brit.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $18.00 to $18.38. The shares sold include 37,602 shares sold by Allied World and 14,405 shares sold by Brit.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)