EcoR1 Capital, LLC 的 Form 4/A 修正申報
修正Zymeworks Inc.ZYME，2024/12/26 申報
- 申報編號
- 0000935836-24-000780
- 申報時間
- 2024/12/26
- 交易日
- 2024/12/19-12/23
- 申報延遲
- 7 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/12/23
這份申報列了 3 筆非衍生性交易。公開市場買進合計 $1,755 萬。交易後 7 天申報。
這份修正申報取代了 0000935836-24-000774（2024/12/23 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| EcoR1 Capital, LLCCIK 0001587114 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was inadvertently omitted from the Form 4 filed on 12/23/2024.
- F2
The reporting persons are EcoR1 Capital, LLC ("EcoR1"), Oleg Nodelman and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund"). EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund (the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 4 for itself, Mr. Nodelman and Qualified Fund. The filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934. The Funds hold these securities directly for the benefit of their investors. EcoR1 may be deemed to indirectly beneficially own them as the investment adviser to the Funds. Mr. Nodelman may be deemed to indirectly beneficially own them as the control person of EcoR1. The filers disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein.
- F3
Qualified Fund purchased 281,218 of the shares purchased in this transaction.
- F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.3758 to $13.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 4, 7 and 10.
表 I 有 1 筆交易的價格引用這則附註。
- F5
After this transaction, Qualified Fund held 12,939,442 shares of the Issuer's Common Stock.
- F6
Qualified Fund purchased 662,995 of the shares purchased in this transaction.
- F7
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.6517 to $14.1388, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F8
After this transaction, Qualified Fund held 13,602,437 shares of the Issuer's Common Stock.
- F9
Qualified Fund purchased 236,691 of the shares purchased in this transaction.
- F10
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.1957 to $14.2713, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F11
After this transaction, Qualified Fund held 13,839,128 shares of the Issuer's Common Stock.
備註
This amendment is being filed to restate the Form 4 filed by the reporting person on 12/23/2024. The Form 4 filed on 12/23/2024 inadvertently omitted transactions in the Issuer's Common Stock that occurred on 12/19, 12/20 and 12/23/2024 and included a transaction in pre-funded warrants of the Issuer that occurred on 12/26/2023. The transaction in pre-funded warrants was previously reported on a Form 4 filed by the reporting person on 12/28/2023. This amendment is being filed to add the transactions in the Issuer's Common Stock that had been omitted, to remove the reference to the 12/26/2023 transaction in pre-funded warrants of the Issuer and to change the date of the earliest transaction required to be reported in this Form 4 to 12/19/2024. Scott Platshon, an employee of EcoR1, serves as a director of the Issuer and was nominated for the board by EcoR1 and the Funds.