Nodelman Oleg 的 Form 4/A 修正申報
修正Nuvation Bio Inc.（NUVB），2023/9/22 申報
- 申報編號
- 0000935836-23-000621
- 申報時間
- 2023/9/22 15:44 ET
- 交易日
- 2023/9/19-9/21
- 申報延遲
- 3 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/9/21
這份申報列了 3 筆非衍生性交易。公開市場買進合計 $669.2 萬。交易後 3 天申報。
這份修正申報取代了 0000935836-23-000619（2023/9/21 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Nodelman OlegCIK 0001454385 | 董事 |
| EcoR1 Capital Fund, L.P.CIK 0001567938 | 董事 |
| EcoR1 Capital, LLCCIK 0001587114 | 董事 |
| EcoR1 Capital Fund Qualified, L.P.CIK 0001598292 | 董事 |
| EcoR1 Venture Opportunity Fund, LPCIK 0001778011 | 董事 |
| Biotech Opportunity GP, LLCCIK 0001816370 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/19 | Class A Common Stock | P買進取得 | +5,143,000 | $1.26 | +$6,460,636.6 | 12,504,675 | 間接 | |
| 2023/9/20 | Class A Common Stock | P買進取得 | +117,100 | $1.36 | +$159,490.2 | 12,621,775 | 間接 | |
| 2023/9/21 | Class A Common Stock | P買進取得 | +53,000 | $1.36 | +$72,138.3 | 12,674,775 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The reporting persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F2
Qualified Fund is the record holder of these securities.
- F3
On 9/21/2023, the reporting persons filed a Form 4 (the "Original Form 4") that inadvertently identified the date of this transaction as 2/19/2023. As reported in this amendment, the date of this transaction was 9/19/2023. The Original Form 4 also inadvertently identified the date of the earliest transaction reported in the Original Form 4 as 2/19/2023. As reported in this amendment, the date of the earliest transaction was 9/19/2023.
- F4
The Original Form 4 inadvertently identified the date of this transaction as 2/20/2023. As reported in this amendment, the date of this transaction was 9/20/2023.
- F5
Original Form 4 inadvertently identified the date of this transaction as 2/21/2023. As reported in this amendment, the date of this transaction was 9/21/2023.