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Whitmore Bradford T 的 Form 4 申報

Clearside Biomedical, Inc.(CLSD),2021/9/1 申報

申報編號
0000933430-21-000005
申報時間
2021/9/1
交易日
2021/8/30-9/1
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $292.0 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Whitmore Bradford TCIK 0000933430持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/30Common StockS賣出處分−99,400$7.06F1−$701,7642,735,941間接
2021/8/31Common StockS賣出處分−107,682$6.96F3−$749,466.722,628,259間接
2021/9/1Common StockS賣出處分−213,203$6.89F4−$1,468,968.672,415,056間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.97 to $7.42. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8499 to $7.21. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

F4

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.66 to $7.09. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)