Zhou Quan 的 Form 4 申報
Circle Internet Group, Inc.（CRCL），2025/6/10 申報
- 申報編號
- 0000929638-25-002210
- 申報時間
- 2025/6/10 16:11 ET
- 交易日
- 2025/6/6
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $6,818 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Zhou QuanCIK 0001491503 | 持股 10% 以上大股東 |
| Ho Chi SingCIK 0001545806 | 持股 10% 以上大股東 |
| IDG China Capital Fund GP III Associates Ltd.CIK 0001649611 | 持股 10% 以上大股東 |
| IDG-Accel China Capital GP II Associates Ltd.CIK 0001846013 | 持股 10% 以上大股東 |
| Chuang Xi Capital LtdCIK 0002068938 | 持股 10% 以上大股東 |
| Wide Palace LtdCIK 0002068940 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/6/6 | Class A Common Stock | J其他取得 | +6,908,404 | –F1 | – | 6,908,404 | 直接 | |
| 2025/6/6 | Class A Common Stock | J其他取得 | +1,690,306 | –F2 | – | 8,598,710 | 直接 | |
| 2025/6/6 | Class A Common Stock | J其他取得 | +9,548,476 | –F2 | – | 10,979,473 | 間接 | |
| 2025/6/6 | Class A Common Stock | J其他取得 | +3,696,857 | –F3 | – | 14,676,330 | 間接 | |
| 2025/6/6 | Class A Common Stock | S賣出處分 | −859,871 | $29.30F6 | −$25,189,920.95 | 7,738,839 | 直接 | |
| 2025/6/6 | Class A Common Stock | S賣出處分 | −1,467,633 | $29.30F6 | −$42,994,308.74 | 13,208,697 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/6/6 | Class A Common Stock | J其他處分 | −6,908,404 | $0.00 | $0 | 0 | 直接 | |
| 2025/6/6 | Class A Common Stock | J其他處分 | −1,690,306 | $0.00 | $0 | 0 | 直接 | |
| 2025/6/6 | Class A Common Stock | J其他處分 | −9,548,476 | $0.00 | $0 | 0 | 間接 | |
| 2025/6/6 | Class A Common Stock | J其他處分 | −3,696,857 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Series C Preferred Stock was convertible into Class A Common Stock on a one-for-one basis and had no expiration date. The Issuer's Amended and Restated Certificate of Incorporation (the "Amended and Restated Certificate of Incorporation") became effective immediately prior to the closing of the Issuer's initial public offering, pursuant to which, each share of Series C Preferred Stock that was outstanding as of immediately prior to that time was automatically reclassified, on a one-for-one basis, into a share of Class A Common Stock in a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16b-7 thereunder.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The Series D Preferred Stock was convertible into Class A Common Stock on a one-for-one basis and had no expiration date. Each share of Series D Preferred Stock that was outstanding immediately prior to the effectiveness of the Amended and Restated Certificate of Incorporation was automatically reclassified, on a one-for-one basis, into a share of Class A Common Stock in a reclassification exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-7.
表 I 有 2 筆交易的價格引用這則附註。
- F3
The Series E Preferred Stock was convertible into Class A Common Stock on a one-for-one basis and had no expiration date. Each share of Series E Preferred Stock that was outstanding immediately prior to the effectiveness of the Amended and Restated Certificate of Incorporation was automatically reclassified, on a one-for-one basis, into a share of Class A Common Stock in a reclassification exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-7.
表 I 有 1 筆交易的價格引用這則附註。
- F6
These securities were sold in the secondary offering which occurred in conjunction with the Issuer's initial public offering at a price per share of $29.295. This amount represents the initial public offering price of $31.00 per share less the underwriting discount of $1.705 per share.
表 I 有 2 筆交易的價格引用這則附註。