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Cormorant Asset Management, LP 的 Form 4 申報

Ambrx Biopharma, Inc.(AMAM),2023/4/17 申報

申報編號
0000929638-23-001185
申報時間
2023/4/17 17:46 ET
交易日
2023/4/13-4/17
申報延遲
4 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易。公開市場買進合計 $2,532 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Cormorant Asset Management, LPCIK 0001583977持股 10% 以上大股東
Chen BihuaCIK 0001599214持股 10% 以上大股東
Cormorant Global Healthcare Master Fund, LPCIK 0001618442持股 10% 以上大股東
Cormorant Private Healthcare Fund III LPCIK 0001817320持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/4/13Ordinary SharesP買進取得+1,193,808$9.16F1+$10,935,520.0460,693,808間接
2023/4/14Ordinary SharesP買進取得+841,967$9.96F5+$8,384,307.3961,535,775間接
2023/4/17Ordinary SharesP買進取得+562,121$10.67F7+$5,999,461.2262,097,896間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Represents the weighted average sale price of American Depository Shares ("ADS") purchased in a series of open market transactions on the transaction date at prices ranging from $8.77 to $9.50 per ADS. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of ADS purchased at each price. All of these ADS were purchased by Fund III (as defined below).

表 I 有 1 筆交易的價格引用這則附註。

F5

Represents the weighted average sales price of ADS purchased in a series of open market transactions on the transaction date at prices ranging from $9.60 to $10.00 per ADS. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of ADS purchased at each price. All of these ADS were purchased by Fund III.

表 I 有 1 筆交易的價格引用這則附註。

F7

Represents the weighted average sales price of ADS purchased in a series of open market transactions on the transaction date at prices ranging from $10.22 to $11.00 per ADS. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of ADS purchased at each price. All of these ADS were purchased by Fund III.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)