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Alphabet Inc. 的 Form 4 申報

Duolingo, Inc.（DUOL），2022/2/10 申報

申報編號
0000929638-22-000366
申報時間
2022/2/10 16:36 ET
交易日
2021/11/4-11/15
申報延遲
98 天遲報
10b5-1 計畫
表單沒有這欄（2023 年以前）

這份申報列了 28 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,686 萬。交易後 98 天才申報，超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Alphabet Inc.CIK 0001652044持股 10% 以上大股東
CapitalG 2015 LPCIK 0001771167持股 10% 以上大股東
CapitalG II LPCIK 0001779076持股 10% 以上大股東
CapitalG 2015 GP LLCCIK 0001779431持股 10% 以上大股東
CapitalG II GP LLCCIK 0001779462持股 10% 以上大股東
CapitalG 2014 GP LLCCIK 0001829123持股 10% 以上大股東
CapitalG 2014 LPCIK 0001829124持股 10% 以上大股東
Alphabet Holdings LLCCIK 0001847337持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/11/4Class A Common StockC轉換取得+388,364–F1–388,364間接
2021/11/4Class A Common StockC轉換取得+323,940–F1–323,940間接
2021/11/15Class A Common StockS賣出處分−7,546$138.30F6−$1,043,611.8380,818間接
2021/11/15Class A Common StockS賣出處分−6,294$138.30F6−$870,460.2317,646間接
2021/11/15Class A Common StockS賣出處分−5,784$139.30F7−$805,711.2375,034間接
2021/11/15Class A Common StockS賣出處分−4,825$139.30F7−$672,122.5312,821間接
2021/11/15Class A Common StockS賣出處分−12,368$140.33F8−$1,735,601.44362,666間接
2021/11/15Class A Common StockS賣出處分−10,316$140.33F8−$1,447,644.28302,505間接
2021/11/15Class A Common StockS賣出處分−4,709$141.28F9−$665,287.52357,957間接
2021/11/15Class A Common StockS賣出處分−3,927$141.28F9−$554,806.56298,578間接
2021/11/15Class A Common StockS賣出處分−2,726$142.51F10−$388,482.26355,231間接
2021/11/15Class A Common StockS賣出處分−2,274$142.51F10−$324,067.74296,304間接
2021/11/15Class A Common StockS賣出處分−1,854$143.29F11−$265,659.66353,377間接
2021/11/15Class A Common StockS賣出處分−1,547$143.29F11−$221,669.63294,757間接
2021/11/15Class A Common StockS賣出處分−1,777$144.74F12−$257,202.98351,600間接
2021/11/15Class A Common StockS賣出處分−1,483$144.74F12−$214,649.42293,274間接
2021/11/15Class A Common StockS賣出處分−15,543$145.95F13−$2,268,500.85336,057間接
2021/11/15Class A Common StockS賣出處分−12,965$145.95F13−$1,892,241.75280,309間接
2021/11/15Class A Common StockS賣出處分−8,615$146.55F14−$1,262,528.25327,442間接
2021/11/15Class A Common StockS賣出處分−7,186$146.55F14−$1,053,108.3273,123間接
2021/11/15Class A Common StockS賣出處分−2,019$147.63F15−$298,064.97325,423間接
2021/11/15Class A Common StockS賣出處分−1,684$147.63F15−$248,608.92271,439間接
2021/11/15Class A Common StockS賣出處分−1,145$148.64F16−$170,192.8324,278間接
2021/11/15Class A Common StockS賣出處分−955$148.64F16−$141,951.2270,484間接
2021/11/15Class A Common StockS賣出處分−109$150.16F17−$16,367.44324,169間接
2021/11/15Class A Common StockS賣出處分−91$150.16F17−$13,664.56270,393間接
2021/11/15Class A Common StockS賣出處分−110$151.01F18−$16,611.1324,059間接
2021/11/15Class A Common StockS賣出處分−90$151.01F18−$13,590.9270,303間接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/11/4Class A Common StockC轉換處分−388,364–F1–945,920間接
2021/11/4Class A Common StockC轉換處分−323,940–F1–789,001間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

F1

Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers further described in the Issuer's amended and restated certificate of incorporation and (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding.

表 I 有 2 筆、表 II 有 2 筆交易的價格引用這則附註。

F6

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $137.88 to $138.84. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price with respect to every sale reported in this filing.

表 I 有 2 筆交易的價格引用這則附註。

F7

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $138.88 to $139.74.

表 I 有 2 筆交易的價格引用這則附註。

F8

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $139.92 to $140.82.

表 I 有 2 筆交易的價格引用這則附註。

F9

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $140.95 to $141.85.

表 I 有 2 筆交易的價格引用這則附註。

F10

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $141.97 to $142.965.

表 I 有 2 筆交易的價格引用這則附註。

F11

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $142.98 to $143.85.

表 I 有 2 筆交易的價格引用這則附註。

F12

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $144.20 to $145.135.

表 I 有 2 筆交易的價格引用這則附註。

F13

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $145.20 to $146.19.

表 I 有 2 筆交易的價格引用這則附註。

F14

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $146.20 to $147.19.

表 I 有 2 筆交易的價格引用這則附註。

F15

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $147.20 to $148.16.

表 I 有 2 筆交易的價格引用這則附註。

F16

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $148.2425 to $149.00.

表 I 有 2 筆交易的價格引用這則附註。

F17

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $150.00 to $150.325.

表 I 有 2 筆交易的價格引用這則附註。

F18

Weighted average sale price for Class A Common Stock sold. Actual sales price for shares sold ranged from $151.00 to $151.01.

表 I 有 2 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 （在新分頁開啟）