Borgmann Kevin S. 的 Form 4 申報
Capital One Financial Corp（COF），2024/8/8 申報
- 申報編號
- 0000927628-24-000269
- 申報時間
- 2024/8/8
- 交易日
- 2024/8/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $817.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Borgmann Kevin S.CIK 0001567914 | 高階主管（Senior Advisor to the CEO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/6 | Common Stock | M行使選擇權取得 | +23,582 | $86.34 | +$2,036,069.88 | 102,466 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −3,537 | $131.27F2 | −$464,301.99 | 98,929 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −3,754 | $132.20F3 | −$496,278.8 | 95,175 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −16,291 | $133.37F4 | −$2,172,730.67 | 78,884 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −2,503 | $131.28F5 | −$328,593.84 | 76,381 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −2,622 | $132.25F6 | −$346,759.5 | 73,759 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −11,325 | $133.37F4 | −$1,510,415.25 | 62,434 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −1,068 | $131.22F7 | −$140,142.96 | 61,366 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −1,311 | $132.17F8 | −$173,274.87 | 60,055 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −5,304 | $133.37F9 | −$707,394.48 | 54,751 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −2,338 | $131.29F10 | −$306,956.02 | 52,413 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −2,200 | $132.23F11 | −$290,906 | 50,213 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −9,279 | $133.37F12 | −$1,237,540.23 | 40,934 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/6 | Common Stock | M行使選擇權處分 | −23,582 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.83 to $131.77. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.84 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 2 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.86 to $131.84. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.84. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.74 to $131.64. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.77 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.67. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.85 to $131.77. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.98 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。