Fairbank Richard D 的 Form 4 申報
Capital One Financial Corp（COF），2022/8/12 申報
- 申報編號
- 0000927628-22-000263
- 申報時間
- 2022/8/12
- 交易日
- 2022/8/10-8/12
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $429.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fairbank Richard DCIK 0001238032 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/10 | Common Stock | M行使選擇權取得 | +12,538 | $56.32 | +$706,140.16 | 3,769,554 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −2,950 | $109.47F2 | −$322,936.5 | 3,766,604 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −2,446 | $110.64F3 | −$270,625.44 | 3,764,158 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −5,952 | $111.64F4 | −$664,481.28 | 3,758,206 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −1,190 | $112.20F5 | −$133,518 | 3,757,016 | 直接 | |
| 2022/8/11 | Common Stock | M行使選擇權取得 | +12,538 | $56.32 | +$706,140.16 | 3,769,554 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −11,488 | $115.37F6 | −$1,325,370.56 | 3,758,066 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −1,050 | $116.07F7 | −$121,873.5 | 3,757,016 | 直接 | |
| 2022/8/12 | Common Stock | M行使選擇權取得 | +12,538 | $56.32 | +$706,140.16 | 3,769,554 | 直接 | |
| 2022/8/12 | Common Stock | S賣出處分 | −11,488 | $115.71F8 | −$1,329,276.48 | 3,758,066 | 直接 | |
| 2022/8/12 | Common Stock | S賣出處分 | −1,050 | $116.34F9 | −$122,157 | 3,757,016 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/10 | Common Stock | M行使選擇權處分 | −12,538 | $0.00 | $0 | 162,991 | 直接 | |
| 2022/8/11 | Common Stock | M行使選擇權處分 | −12,538 | $0.00 | $0 | 150,453 | 直接 | |
| 2022/8/12 | Common Stock | M行使選擇權處分 | −12,538 | $0.00 | $0 | 137,915 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.08 to $110.01. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.08 to $110.98. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.09 to $112.07. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.09 to $112.36. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.90 to $115.85. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.06 to $116.13. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.24 to $116.23. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.30 to $116.34. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。