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Lichtenstein Warren G 的 Form 4 申報

Steel Connect LLC(STCN),2025/1/6 申報

申報編號
0000921895-25-000069
申報時間
2025/1/6 19:24 ET
交易日
2025/1/2
申報延遲
4 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Lichtenstein Warren GCIK 0001005784董事、高階主管(執行董事長、代理執行長)、其他:See Explanation of Responses
Steel Partners, Ltd.CIK 0001504325其他:See Explanation of Responses

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/1/2Common Stock, $0.01 par valueS賣出處分−182,526–F2,F3–9,773直接
2025/1/2Common Stock, $0.01 par valueD交回公司處分−6,428–F2–0間接
2025/1/2Common Stock, $0.01 par valueD交回公司處分−9,773–F2,F4,F5–0直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

表 I 有 3 筆交易的價格引用這則附註。

F3

Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.

表 I 有 1 筆交易的價格引用這則附註。

F4

Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.

表 I 有 1 筆交易的價格引用這則附註。

F5

The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)