Handy & Harman Ltd. 的 Form 4 申報
Steel Connect LLC（STCN），2025/1/6 申報
- 申報編號
- 0000921895-25-000068
- 申報時間
- 2025/1/6 19:22 ET
- 交易日
- 2025/1/2
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、3 筆衍生性交易。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Handy & Harman Ltd.CIK 0000106618 | 董事、其他：See Footnote 1 |
| Steel Excel Inc.CIK 0000709804 | 董事、持股 10% 以上大股東 |
| WHX CS LLCCIK 0001342942 | 董事、其他：See Footnote 1 |
| Steel Partners Holdings L.P.CIK 0001452857 | 董事、持股 10% 以上大股東 |
| SPH Group Holdings LLCCIK 0001522066 | 董事、持股 10% 以上大股東 |
| SPH Group LLCCIK 0001522067 | 董事、持股 10% 以上大股東 |
| Steel Partners Holdings GP Inc.CIK 0001537666 | 董事、持股 10% 以上大股東 |
| WebFinancial Holding CorpCIK 0001662159 | 董事、其他：See Footnote 1 |
| WF Asset Corp.CIK 0001960672 | 董事、其他：See Footnote 1 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/1/2 | Common Stock, $0.01 par value | P買進取得 | +182,526 | –F3 | – | 3,683,511 | 間接 | |
| 2025/1/2 | Common Stock, $0.01 par value | C轉換取得 | +634,156 | –F5 | – | 4,317,667 | 間接 | |
| 2025/1/2 | Common Stock, $0.01 par value | C轉換取得 | +19,175,628 | –F5 | – | 23,493,295 | 間接 | |
| 2025/1/2 | Common Stock, $0.01 par value | C轉換取得 | +1,913,265 | –F6 | – | 25,406,560 | 間接 | |
| 2025/1/2 | Common Stock, $0.01 par value | J其他取得 | +2,652,130 | –F7,F8,F9 | – | 28,058,690 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
On January 2, 2025, Warren G. Lichtenstein sold 182,526 Shares to Steel Excel in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.
表 I 有 1 筆交易的價格引用這則附註。
- F5
On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel.
表 I 有 2 筆、表 II 有 2 筆交易的價格引用這則附註。
- F6
On January 2, 2025, WebFinancial converted its 35,000 shares of Series C Preferred Stock into 1,913,265 Shares ("WebFinancial Series C Shares"). All of the WebFinancial Series C Shares were issued directly to Steel Excel.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F7
On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub"), a wholly-owned subsidiary of Steel Excel, merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned direct subsidiary of Steel Excel and an indirect subsidiary of Steel Holdings (the "Merger").
表 I 有 1 筆交易的價格引用這則附註。
- F8
At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").
表 I 有 1 筆交易的價格引用這則附註。
- F9
At the Effective Time, each share of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that was outstanding immediately prior to the Effective Time, became fully vested, subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.
表 I 有 1 筆交易的價格引用這則附註。
備註
Each of the Reporting Persons, other than Steel Holdings, and the other members of the Section 13(d) Group may be deemed a director by deputization due to their relationship with certain of the directors on the board of directors of the Issuer.