Handy & Harman Ltd. 的 Form 4/A 修正申報
修正Steel Connect LLC（STCN），2024/6/20 申報
- 申報編號
- 0000921895-24-001449
- 申報時間
- 2024/6/20 18:50 ET
- 交易日
- 2024/6/10-6/12
- 申報延遲
- 10 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/6/12
這份申報列了 2 筆非衍生性交易。公開市場買進合計 $24.6 萬。交易後 10 天申報。
這份修正申報取代了 0000921895-24-001408（2024/6/12 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Handy & Harman Ltd.CIK 0000106618 | 董事、其他：See Footnote 1 |
| Steel Excel Inc.CIK 0000709804 | 董事、持股 10% 以上大股東 |
| WHX CS LLCCIK 0001342942 | 董事、其他：See Footnote 1 |
| Steel Partners Holdings L.P.CIK 0001452857 | 董事、持股 10% 以上大股東 |
| SPH Group Holdings LLCCIK 0001522066 | 董事、持股 10% 以上大股東 |
| SPH Group LLCCIK 0001522067 | 董事、持股 10% 以上大股東 |
| Steel Partners Holdings GP Inc.CIK 0001537666 | 董事、持股 10% 以上大股東 |
| WF Asset Corp.CIK 0001960672 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/10 | Common Stock, $0.01 par value | P買進取得 | +7,434 | $11.26 | +$83,683.05 | 1,087,180 | 間接 | |
| 2024/6/12 | Common Stock, $0.01 par value | P買進取得 | +13,908 | $11.66 | +$162,209 | 1,101,088 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS.
- F2
Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group").
- F3
Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel.
- F4
Represents securities owned directly by WF Asset. By virtue of their relationships with WF Asset discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP and Steel Excel may be deemed to beneficially own the securities owned directly by WF Asset. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP and Steel Excel disclaims beneficial ownership of the securities owned directly by WF Asset.
- F5
Represents securities owned directly by WHX CS. By virtue of their relationships with WHX CS discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and HNH may be deemed to beneficially own the securities owned directly by WHX CS. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and HNH disclaims beneficial ownership of the securities owned directly by WHX CS.
- F6
In the Form 4 filed on June 12, 2024, the Reporting Persons inadvertently checked the box indicating that the reported transactions were made pursuant to a plan intended to comply with Rule 10b5-1(c). The reported transactions were not effected pursuant to such a plan and this box has been unchecked in this amended Form 4. There were no other changes to the information reported in the Form 4.
備註
This Form 4 does not disclose securities of the Issuer currently beneficially owned by the other members of the Section 13(d) Group or derivative securities of the Issuer currently owned by the members of the Section 13(d) Group, which securities have been disclosed in previously filed Forms 4. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel, WF Asset, HNH and WHX CS and the other members of the Section 13(d) Group may be deemed a director by deputization due to their relationship with certain of the directors on the board of directors of the Issuer.