Wolfe Lauren Taylor 的 Form 4/A 修正申報
修正Envestnet, Inc.(ENV),2024/3/15 申報
- 申報編號
- 0000921895-24-000658
- 申報時間
- 2024/3/15 12:13 ET
- 交易日
- 2024/2/29
- 申報延遲
- 15 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/3/8
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 2 筆交易。公開市場買進合計 $162.6 萬。交易後 15 天申報。
這份修正申報重述了 0000921895-24-000622(2024/3/8 申報)的一部分,沒有重述的交易仍然有效,列在下面。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Wolfe Lauren TaylorCIK 0001699118 | 董事 |
| Impactive Capital LLCCIK 0001786731 | 董事 |
| Impactive Capital LPCIK 0001786767 | 董事 |
| Asmar ChristianCIK 0001787532 | 董事 |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/29 | Common Stock | A公司授予取得 | +3,472 | $0.00 | $0 | 4,156,039 | 間接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。
來自 0000921895-24-000622(2024/3/8 申報)。
非衍生性證券(表 I)
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/6 | Common Stock | P買進取得 | +9,401 | $51.19 | +$481,237.19 | 4,161,968 | 間接 | |
| 2024/3/7 | Common Stock | P買進取得 | +21,761 | $52.62 | +$1,145,063.82 | 4,183,729 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F1
This Form 4 is filed jointly by Impactive Capital LP ("Impactive Capital"), Impactive Capital LLC ("Impactive GP"), Christian Asmar and Lauren Taylor Wolfe (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of her, his or its pecuniary interest therein.
- F2
The securities of Envestnet, Inc. (the "Issuer") reported herein are held directly by certain funds and/or accounts (the "Impactive Funds"). Pursuant to an Investment Management Agreement, the Impactive Funds have delegated all voting and investment power over the securities directly held by the Impactive Funds and their general partners to Impactive Capital, which serves as the investment manager of the Impactive Funds. Impactive GP, as the general partner of Impactive Capital, and each of Mr. Asmar and Ms. Taylor Wolfe, as Managing Members of Impactive GP, may be deemed to exercise voting and investment power over such securities. The Impactive Funds specifically disclaim beneficial ownership of such securities by virtue of their inability to vote or dispose of such securities as a result of such delegation to Impactive Capital.
- F3
Because Ms. Taylor Wolfe serves on the board of directors (the "Board") as a representative of Impactive Capital and its affiliates, Impactive Capital is entitled to receive the direct economic interest in securities granted to Ms. Taylor Wolfe by the Issuer in respect of Ms. Taylor Wolfe's Board position. Ms. Taylor Wolfe disclaims beneficial ownership of the Issuer's securities to which this report relates and at no time has Ms. Taylor Wolfe had any economic interest in such securities except any indirect economic interest through Impactive Capital and its affiliates.
- F4
This amendment is being filed to report the grant of restricted stock units ("RSUs") to Ms. Taylor Wolfe on February 29, 2024 and correct the amount of securities beneficially owned by the Reporting Persons reported in the Form 4 filed by the Reporting Persons on March 8, 2024. As of the date of this amendment, the Reporting Persons beneficially own 4,187,201 shares of common stock.
- F5
Represents RSUs that vest on the first anniversary of the date of the grant. These RSUs convert into common stock on a one-for-one basis.
- F6
Includes the 3,472 shares underlying RSUs reported in this filing, as further described in footnote 5 and 1,534 shares underlying RSUs, one quarter of which vested on the grant date of April 18, 2023, with an additional one quarter vesting thereafter on each anniversary of such grant date for 3 years. The RSUs convert into common stock on a one-for-one basis.
備註
Lauren Taylor Wolfe, Managing Member of Impactive Capital LLC, the general partner of Impactive Capital LP, is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Persons are deemed directors by deputization by virtue of their representation on the Board of Directors of the Issuer.