Singer Eric 的 Form 4/A 修正申報
修正A10 Networks, Inc.ATEN，2022/6/13 申報
- 申報編號
- 0000921895-22-001976
- 申報時間
- 2022/6/13 20:05 ET
- 交易日
- 2022/6/7
- 申報延遲
- 6 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/6/9
這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $20.8 萬。交易後 6 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Singer EricCIK 0001443284 | 董事 |
| VIEX Opportunities Fund, LP - Series TwoCIK 0001659404 | 其他：See Explanation of Responses |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/7 | Common Stock, par value $0.00001 | S賣出處分 | −13,036 | $15.94F4 | −$207,728.66 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
- F2
Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- F3
Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.
- F4
Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.96 to $15.93. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
On May 20, 2022, the Reporting Persons filed a Form 4 which inadvertently reported that Series Two beneficially owned 53,076 shares of Common Stock following the transactions reported therein when Series Two, in fact, beneficially owned 53,036 shares of Common Stock. Subsequent Form 4s filed by the Reporting Persons on May 26, 2022, and June 9, 2022 inadvertently reported an incorrect number of shares beneficially owned by Series Two following each transaction thereafter, and the Form 4 filed by the Reporting Persons on June 9, 2022 also inadvertently reported that Series Two sold 13,051 shares of Common Stock on June 7, 2022 and beneficially owned 25 shares of Common Stock thereafter. Accordingly, this amendment is being filed to report that Series Two, in fact, sold 13,036 shares of Common Stock on June 7, 2022 and beneficially owned 0 shares of Common Stock thereafter.