Frank Morgan C. 的 Form 4/A 修正申報
修正Modular Medical, Inc.（MODD），2021/10/29 申報
- 申報編號
- 0000919574-21-006529
- 申報時間
- 2021/10/29 18:32 ET
- 交易日
- 2018/11/20
- 申報延遲
- 1,074 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2018/11/20
這份申報列了 3 筆非衍生性交易。公開市場買進合計 $162.0 萬。交易後 1074 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Frank Morgan C.CIK 0001593072 | 董事、持股 10% 以上大股東 |
| Manchester Management Co LLCCIK 0001169253 | 持股 10% 以上大股東 |
| Manchester Explorer, L.P.CIK 0001411524 | 持股 10% 以上大股東 |
| Besser James ECIK 0001512127 | 持股 10% 以上大股東 |
| Manchester Management PR, LLCCIK 0001735534 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2018/11/20 | Common Stock, par value $0.001 per share | P買進取得 | +88,889 | $2.25 | +$200,000.25 | 269,719 | 直接 | |
| 2018/11/20 | Common Stock, par value $0.001 per share | P買進取得 | +471,111 | $2.25 | +$1,059,999.75 | 5,016,566 | 間接 | |
| 2018/11/20 | Common Stock, par value $0.001 per share | P買進取得 | +160,000 | $2.25 | +$360,000 | 917,576 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The reported securities are directly owned by James E. Besser in his personal capacity.
- F2
The reported securities are directly owned by Morgan C. Frank in his personal capacity.
- F3
The reported securities are owned directly by Manchester Explorer, L.P. ("Explorer") and may be deemed to be indirectly beneficially owned by (i) Manchester Management Company, LLC ("Manchester Management"), the general partner of Explorer, (ii) Manchester Management PR, LLC ("Manchester PR"), the investment adviser to Manchester Management, (iii) James E. Besser, the managing member of Manchester Management and Manchester PR, and (iv) Morgan Frank, who serves as a portfolio manager and as a consultant for Explorer. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4
The reported securities are owned directly by JEB Partners, L.P. ("JEB Partners") and may be deemed to be indirectly beneficially owned by (i) Manchester Management, the general partner of JEB Partners, (ii) Manchester PR, the investment adviser to Manchester Management, and (iii) James E. Besser, the managing member of Manchester Management and Manchester PR. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
備註
The original Form 4 is being amended to update the beneficial ownership information reported therein and to include Manchester PR as a reporting person.