Benefit Street Partners LLC 的 Form 4/A 修正申報
修正Jakks Pacific Inc（JAKK），2021/12/30 申報
- 申報編號
- 0000905718-21-001653
- 申報時間
- 2021/12/30 13:57 ET
- 交易日
- 2021/12/15
- 申報延遲
- 15 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/12/20
這份申報列了 2 筆非衍生性交易。公開市場買進合計 $488.7 萬。交易後 15 天申報。
這份修正申報取代了 0000905718-21-001628（2021/12/20 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Benefit Street Partners LLCCIK 0001543160 | 持股 10% 以上大股東 |
| Gahan ThomasCIK 0001610124 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/15 | Common Stock | P買進取得 | +119,884 | $10.70 | +$1,282,758.8 | 1,476,523 | 間接 | |
| 2021/12/15 | Series A Senior Preferred Stock | P買進取得 | +40,965 | $87.98 | +$3,604,199.02 | 145,788 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F2
The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors.
備註
This Form 4 is being filed to amend an inadvertent error in the reported prices for the Common Stock and Series A Preferred Stock in Column 4 of Table I reported in the original Form 4 filed on December 20, 2021.