Du Ying 的 Form 4 申報
Zai Lab Ltd（ZLAB），2025/3/6 申報
- 申報編號
- 0000905148-25-000872
- 申報時間
- 2025/3/6
- 交易日
- 2025/3/4-3/5
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $332.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Du YingCIK 0001731790 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/4 | American Depositary Shares | M行使選擇權取得 | +50,000 | $0.60 | +$30,000 | 544,117 | 直接 | |
| 2025/3/4 | American Depositary Shares | S賣出處分 | −6,665 | $32.69F3 | −$217,878.85 | 537,452 | 直接 | |
| 2025/3/4 | American Depositary Shares | S賣出處分 | −37,752 | $33.55F4 | −$1,266,579.6 | 499,700 | 直接 | |
| 2025/3/4 | American Depositary Shares | S賣出處分 | −5,583 | $33.99F5 | −$189,766.17 | 494,117 | 直接 | |
| 2025/3/5 | American Depositary Shares | M行使選擇權取得 | +46,389 | $0.60 | +$27,833.4 | 540,506 | 直接 | |
| 2025/3/5 | American Depositary Shares | S賣出處分 | −21,093 | $35.20F6 | −$742,473.6 | 519,413 | 直接 | |
| 2025/3/5 | American Depositary Shares | S賣出處分 | −25,296 | $35.84F7 | −$906,608.64 | 494,117 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/4 | American Depositary Shares | M行使選擇權處分 | −50,000 | $0.00 | $0 | 439,165 | 直接 | |
| 2025/3/5 | American Depositary Shares | M行使選擇權處分 | −46,389 | $0.00 | $0 | 392,776 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Reflects a weighted average sale price of $32.6901 per share, at prices ranging from $31.925 to $32.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects a weighted average sale price of $33.5500 per share, at prices ranging from $32.93 to $33.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects a weighted average sale price of $33.9859 per share, at prices ranging from $33.93 to $34.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects a weighted average sale price of $35.1984 per share, at prices ranging from $34.58 to $35.575 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects a weighted average sale price of $35.8429 per share, at prices ranging from $35.58 to $36.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。