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Du Ying 的 Form 4 申報

Zai Lab Ltd(ZLAB),2025/3/4 申報

申報編號
0000905148-25-000826
申報時間
2025/3/4
交易日
2025/2/28-3/3
申報延遲
4 天
10b5-1 計畫
有勾選

這份申報列了 8 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $334.6 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Du YingCIK 0001731790董事、高階主管(董事長、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/2/28American Depositary SharesM行使選擇權取得+50,000$0.60+$30,000544,117直接
2025/2/28American Depositary SharesS賣出處分−2,857$33.59F3−$95,966.63541,260直接
2025/2/28American Depositary SharesS賣出處分−46,943$34.52F4−$1,620,472.36494,317直接
2025/2/28American Depositary SharesS賣出處分−200$35.06F5−$7,012494,117直接
2025/3/3American Depositary SharesM行使選擇權取得+50,000$0.60+$30,000544,117直接
2025/3/3American Depositary SharesS賣出處分−23,110$31.75F6−$733,742.5521,007直接
2025/3/3American Depositary SharesS賣出處分−24,280$32.99F7−$800,997.2496,727直接
2025/3/3American Depositary SharesS賣出處分−2,610$33.50F8−$87,435494,117直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2025/2/28American Depositary SharesM行使選擇權處分−50,000$0.00$0539,165直接
2025/3/3American Depositary SharesM行使選擇權處分−50,000$0.00$0489,165直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F3

Reflects a weighted average sale price of $33.594 per share, at prices ranging from $33.04 to $34.015 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

Reflects a weighted average sale price of $34.5201 per share, at prices ranging from $34.04 to $34.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F5

Reflects a weighted average sale price of $35.055 per share, at prices ranging from $35.05 to $35.06 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F6

Reflects a weighted average sale price of $31.7479 per share, at prices ranging from $31.31 to $32.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F7

Reflects a weighted average sale price of $32.9907 per share, at prices ranging from $32.34 to $33.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F8

Reflects a weighted average sale price of $33.499 per share, at prices ranging from $33.34 to $33.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)