Cowen And Company, LLC 的 Form 4 申報
Star Holdings（STHO），2024/3/15 申報
- 申報編號
- 0000905148-24-000957
- 申報時間
- 2024/3/15 19:44 ET
- 交易日
- 2024/3/8-3/12
- 申報延遲
- 7 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 8 筆非衍生性交易。公開市場買進合計 $26.8 萬。公開市場賣出合計 $31.3 萬。交易後 7 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Cowen And Company, LLCCIK 0000048966 | 持股 10% 以上大股東 |
| Cowen Holdings, Inc.CIK 0001355007 | 持股 10% 以上大股東 |
| Cowen Inc.CIK 0001466538 | 持股 10% 以上大股東 |
| Cowen Overseas Investment LPCIK 0001506502 | 持股 10% 以上大股東 |
| RCG LV Pearl LLCCIK 0001613404 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/8 | Common Shares of Beneficial Interest | P買進取得 | +11,472 | $12.20F5 | +$139,969.87 | 1,000,920 | 間接 | |
| 2024/3/8 | Common Shares of Beneficial Interest | S賣出處分 | −7,013 | $12.21F6 | −$85,627.33 | 993,907 | 間接 | |
| 2024/3/8 | Common Shares of Beneficial Interest | P買進取得 | +4,431 | $12.26F7 | +$54,324.06 | 347,203 | 間接 | |
| 2024/3/11 | Common Shares of Beneficial Interest | P買進取得 | +4,595 | $12.03F8 | +$55,290.72 | 998,502 | 間接 | |
| 2024/3/11 | Common Shares of Beneficial Interest | S賣出處分 | −1,500 | $11.95F9 | −$17,922.3 | 997,002 | 間接 | |
| 2024/3/11 | Common Shares of Beneficial Interest | P買進取得 | +448 | $11.91 | +$5,335.68 | 347,651 | 間接 | |
| 2024/3/12 | Common Shares of Beneficial Interest | P買進取得 | +1,100 | $11.75F10 | +$12,919.72 | 998,102 | 間接 | |
| 2024/3/12 | Common Shares of Beneficial Interest | S賣出處分 | −17,700 | $11.85F11 | −$209,785.71 | 980,402 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
The transaction was executed in multiple trades in prices ranging from $12.11 to $12.27, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades in prices ranging from $12.19 to $12.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades in prices ranging from $12.139 to $12.392, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades in prices ranging from $11.90 to $12.12, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades in prices ranging from $11.89 to $12.08, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades in prices ranging from $11.73 to $11.77, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The transaction was executed in multiple trades in prices ranging from $11.805 to $11.875, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。