Stonepeak Associates LLC 的 Form 4 申報
Evolve Transition Infrastructure LP（SNMP），2024/1/10 申報
- 申報編號
- 0000905148-24-000141
- 申報時間
- 2024/1/10 19:19 ET
- 交易日
- 2024/1/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 1 筆非衍生性交易。公開市場買進合計 $213.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stonepeak Associates LLCCIK 0001656527 | 持股 10% 以上大股東、其他：See Remarks |
| Stonepeak Infrastructure Fund (Orion AIV) LPCIK 0001656528 | 持股 10% 以上大股東、其他：See Remarks |
| Stonepeak Catarina Upper Holdings LLCCIK 0001656529 | 持股 10% 以上大股東、其他：See Remarks |
| Stonepeak Catarina Holdings LLCCIK 0001656530 | 持股 10% 以上大股東、其他：See Remarks |
| Stonepeak Texas Midstream Holdco LLCCIK 0001833393 | 持股 10% 以上大股東、其他：See Remarks |
| Evolve Transition Infrastructure GP LLCCIK 0002002517 | 持股 10% 以上大股東 |
| SP Holdings, LLCCIK 0002002931 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/8 | Common Units | P買進取得 | +1,536,220 | $1.39F1 | +$2,134,270.45 | 1,536,220 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On January 8, 2024, Evolve Transition Infrastructure GP LLC (the "General Partner") elected to exercise the limited call right (the "Limited Call Right") pursuant to its right as the holder (together with its controlled affiliates, including SP Common Equity Subsidiary LLC ("SPCE Sub") and SP Preferred Equity Subsidiary LLC ("SPPE Sub")) of more than 80% of the outstanding Common Units and Section 15.1 of the Third Amended and Restated Agreement of Limited Partnership of the Issuer, dated as of August 2, 2019 (the "Partnership Agreement") to purchase all outstanding Common Units (other than Common Units held by the General Partner or its controlled affiliates), at a price of $1.389285 per Common Unit, determined pursuant to the contractual formula set forth in Section 15.1(b) of the Partnership Agreement, effective February 16, 2024 (the "Purchase Date").
表 I 有 1 筆交易的價格引用這則附註。
備註
Exhibit 99.1: Signatures. Solely for purposes of Section 16 of the Exchange Act, each of Stonepeak Catarina, Stonepeak Texas Midstream Holdco LLC, Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Holdings LP, Stonepeak GP Investors Upper Holdings LP, Stonepeak GP Investors Holdings Manager LLC and Mr. Dorrell may be deemed to be a director-by-deputization by virtue of Stonepeak Catarina's contractual right to, based on its current ownership, designate two persons to serve on the board of directors of the General Partner of the Issuer (the "Board"). David Kinder and Michael Heim serve as Stonepeak Catarina's designated directors on the Board. In addition, Michael Bricker and John Steen also serve as members of the Board.