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Southern Region Workers United/SEIU 的 Form 4 申報

Amalgamated Financial Corp.(AMAL),2024/2/6 申報

申報編號
0000902664-24-001105
申報時間
2024/2/6 16:36 ET
交易日
2023/12/1-12/11
申報延遲
67 天遲報
10b5-1 計畫
沒有勾選

這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $350.2 萬。交易後 67 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Southern Region Workers United/SEIUCIK 0002008723持股 10% 以上大股東
Workers United Canada CouncilCIK 0002009094持股 10% 以上大股東
Rochester Regional Joint Board, Workers UnitedCIK 0002009104持股 10% 以上大股東
Southwest Regional Joint Board, Workers UnitedCIK 0002009716持股 10% 以上大股東
Western States Regional Joint Board, Workers UnitedCIK 0002010099持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/12/1Common Stock, par value $0.01 per share (Common Stock)S賣出處分−54,845$21.83F1−$1,197,101.827,971,505.93直接重複申報
2023/12/6Common StockS賣出處分−5,000$22.66F2−$113,2957,966,505.93直接重複申報
2023/12/7Common StockS賣出處分−7,402$23.00−$170,2467,959,103.93直接重複申報
2023/12/8Common StockS賣出處分−34,869$23.02F3−$802,555.367,924,234.93直接重複申報
2023/12/11Common StockS賣出處分−52,729$23.12F4−$1,218,909.937,871,505.93直接重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.415 to $23.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

備註

Workers United disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein. Each of the Reporting Persons may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934. Each Reporting Person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the Reporting Person. This report shall not be deemed an admission that any Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)